2019
HANDBOOK
ASSOCIATE
TABLE
OF CONTENTS
ASSOCIATE HANDBOOK 2019
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ASSOCIATE HANDBOOK 2019
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TABLE OF CONTENTS
TABLE OF CONTENTS
1.INTRODUCTION
Introduction ....................................................................3
Disclaimers .....................................................................4
Equal Opportunity Policy ...................................................4
Employment at Will ..........................................................4
Notice ............................................................................4
2.CONDUCT AND RESPONSIBILITIES
Introduction ....................................................................9
Compliance with These Policies ........................................10
Standards of Business Ethics ...........................................10
Integrity ...................................................................10
Equal Employment Opportunity ...................................11
Environmental Responsibility .......................................11
Health and Safety Responsibility .................................. 11
Inside Information ..................................................... 11
Antitrust Laws ........................................................... 12
Copyrights ................................................................12
Wage & Hour Law ......................................................12
Export of Goods ........................................................12
Political Affairs ..........................................................13
ConictsofInterest ...................................................13
Misuse of Assets or Services; Accurate and Complete
Records ....................................................................15
Software Policy .........................................................15
ImproperInuence;ForeignCorruptPracticesAct .........16
Compliance with the Business Ethics Policy ...................16
Company Rules .............................................................16
Drug and Alcohol Abuse ..................................................19
Denitions ................................................................ 20
Prohibitions ..............................................................20
Effect on Workers’ Compensation Eligibility ...................21
Counseling, Rehabilitation and Assistance .....................21
Condentiality ...........................................................21
Return to Work ..........................................................21
Disciplinary Actions/Conditions of Employment ..............21
Global Information Security Policy .................................... 22
Purpose ...................................................................22
Scope ......................................................................22
Policy Statement .......................................................23
Policy Violations ........................................................24
Electronic Communications Policy .....................................24
Purpose ...................................................................24
Scope ......................................................................24
Policy Statement .......................................................24
Policy Violations ........................................................26
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Social Networking Policy .................................................26
Purpose ...................................................................26
Scope ......................................................................27
Policy Statement .......................................................27
Policy Violations ........................................................29
Acceptable Use of Company Information
Technology Assets .........................................................30
Purpose ...................................................................30
Scope ......................................................................30
Policy Statement .......................................................30
Policy Violations ........................................................32
Restrictions on Software Installation and Use Policy ............33
Purpose ...................................................................33
Scope ......................................................................33
Policy Statement .......................................................33
Policy Violations ........................................................33
Clear Desk and Clear Screen Policy .................................. 34
Purpose ...................................................................34
Scope ......................................................................34
Policy Statement .......................................................34
Policy Violations ........................................................34
Environmental Health and Safety Policy ............................35
Harassment and Discrimination Policy ...............................36
Prohibition on Unlawful Harassment and Discrimination ..36
Sexual Harassment Policy ...........................................37
Harassment and Discrimination Reporting Policy ............38
Retaliation Statement ................................................39
Information Security Policy ............................................. 39
Introduction ..............................................................39
Principles .................................................................39
Scope ......................................................................40
Responsibilities .........................................................40
Information Security Procedures ..................................41
Compliance ...............................................................44
Internet Security Policy .................................................. 44
Company Right to Monitor and Access ..........................45
Privacy Legislation .....................................................46
Policy Violations ........................................................46
Questions ................................................................. 46
Security Incident Reporting ............................................. 46
Trading In Stock ............................................................47
Use and Disclosure of Material, Non-Public
Information Restricted ...............................................47
Examples of Material, Non-Public Information ................48
Transactions Involving Company Stock –
Prohibited Acts .......................................................... 49
Trading On Inside Information Prohibited ......................49
“Tipping” Prohibited ...................................................49
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“Stop Loss” Orders Prohibited .....................................49
Speculative Trading Prohibited .....................................49
Transactions Totaling More Than $25,000 in
Six (6) Months Require Prior Approval ..............................50
SampleTradeAcknowledgmentFormforTradingIn
Company Securities .......................................................51
Permitted Transactions ............................................... 53
Preferred Window Periods for Trading
Company Stock .........................................................53
401(k) Plan Purchases................................................53
Individual Liability .....................................................53
Workplace Dating/Romance .............................................53
3. JOB FACTS AND GENERAL INFORMATION
Absence .......................................................................57
Reporting Unavailability for Work .................................57
Return-To-Work Examination .......................................58
AssociatesReturningtoWorkFollowinganInjury
or Illness .................................................................. 58
Accidents ......................................................................59
Badges/SecurityIdentication .........................................59
Bulletin Boards .............................................................. 59
Cellular (Cell) Phones – Personal Phones ........................... 60
Use of Cellular Phone Capability While Driving ...............60
Community Volunteer Engagement ..................................61
Continuous Improvement – Associate Involvement .............62
Dress Code Policy ..........................................................62
Manufacturing Environment ........................................63
OfceEnvironment ....................................................63
Educational Reimbursement Program – Policy ....................65
Employment Policy ......................................................... 66
At-Will Employment Policy .......................................... 66
Career Opportunities ..................................................67
Equal Employment Opportunity Policy .......................... 67
AccommodatingQualiedIndividualswithDisabilities ....68
Hiring Relatives Policy ................................................69
Rehire Policy .............................................................69
Family&MedicalLeaveAct(FMLA) ..................................70
Eligibility Requirements ..............................................70
Basic Leave Entitlement .............................................70
MilitaryFamilyLeaveEntitlements ...............................71
Leave Calculation: “12-Month Period” ........................... 72
Use of Leave ............................................................. 73
Substitution of Paid Leave for Unpaid Leave ..................73
Associate Responsibilities ...........................................73
Employer Responsibilities ...........................................74
CerticationofHealthCareProvider .............................74
BenetsandProtections .............................................75
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Return to Work ..........................................................75
Unlawful Acts by Employers ........................................76
Enforcement .............................................................76
Other Applicable Law .................................................76
FireProcedure ............................................................... 77
FoodService .................................................................77
Garnishments................................................................77
HelpLine ....................................................................... 78
Hours of Work ...............................................................79
Housekeeping ...............................................................79
Inspection ....................................................................79
Inventions, Developments and Discoveries ........................ 80
Items Not Allowed on Company Premises ..........................80
Job Training ..................................................................81
Jury Duty and Serving as a Subpoenaed Witness ...............81
Lactation Policy .............................................................81
Leaving the Company ..................................................... 82
Lockers and Storage Spaces ............................................ 82
LostandFound ..............................................................83
Medical Passes ..............................................................83
Medical Services ............................................................83
Condentiality ...........................................................84
Military Service .............................................................84
Enlistment or Induction ..............................................84
National Guard or Military Reserve ............................... 84
Training Duty ............................................................85
Active Duty ...............................................................85
Civil Emergencies ......................................................85
Notary Public ................................................................86
Open Door Policy ...........................................................86
Outside Employment ......................................................87
Parking Policy ................................................................87
Passes to Remove Property from Company Premises .......... 88
Pay Transparency ...........................................................88
Personal Data in MySuccess ............................................88
Personal Messages, Mail, Packages ...................................90
Personal Protective Equipment ......................................... 90
PoliticalOfce ...............................................................90
Probationary Period ........................................................90
Quality .........................................................................91
References ....................................................................91
Reporting Misconduct .....................................................92
Safety ..........................................................................92
Scholarship Program (Timken Global) ............................... 92
SecurityPractices/CondentialInformation .......................93
Smoking/Tobacco ..........................................................93
Solicitation/Distribution ..................................................93
Teamwork .....................................................................94
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Telecommuting .............................................................. 94
Time Recording .............................................................94
Unions .........................................................................95
Visitor Policy .................................................................95
Workers’ Compensation ..................................................95
Workplace Violence ........................................................96
Prohibited Conduct ....................................................96
Reporting Procedure ..................................................97
Risk Reduction Measures ............................................97
Enforcement .............................................................98
Non-Associates .........................................................98
4. QUESTIONS ABOUT THE HANDBOOK ....... ……………………103
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INTRODUCTION
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INTRODUCTION
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The Timken Company
World Headquarters
4500 Mount Pleasant Street, N.W.
PO Box 6929
North Canton, Ohio 44720
Phone: 234-262-3000
Website: www.Timken.com
INTRODUCTION
This handbook is intended to provide U.S. associates with
a general understanding of Timken’s personnel policies
and general guidelines for the conduct of associates of the
company. It is impossible to address every situation that
will arise during the course of your employment. We have
explained some of the rules, regulations and policies of the
company, and it is each associate’s responsibility to become
familiar with these policies. If you have a question or do
not understand any of the materials, you should ask your
supervisor, your manager or a representative of the human
resource department to clarify your uncertainty.
This handbook supersedes all earlier versions of personnel
manuals or associate handbooks. All associate handbooks
remain the property of the company.
The company is committed to reviewing all policies and
regulations and will update this handbook from time to
time. We reserve the right to terminate, revise or modify
any provision of this handbook at any time. Likewise,
while the company strives for consistency in its operations,
upon certain circumstances, the company may exercise its
discretion in applying the policies set forth herein, which
may include deviating from the language contained in this
handbook.
Further,whileeveryattempthasbeenmadetocreate
these policies consistent with federal and state law, if an
inconsistency arises, the policy will be enforced consistently
with the applicable law.
INTRODUCTION
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DISCLAIMERS
Nothing in this handbook or any of the company policies
set forth in this handbook shall be construed to limit, in any
way, your rights under applicable federal, state or local laws,
including, but not limited to the National Labor Relations Act.
NEITHER THIS HANDBOOK, NOR ANY OTHER TIMKEN
DOCUMENTCONFERSANYCONTRACTUALRIGHT,EITHER
EXPRESSED OR IMPLIED, TO REMAIN IN THE COMPANY’S
EMPLOYMENT; NOR DOES THIS HANDBOOK GUARANTEE ANY
FIXEDTERMSORCONDITIONSOFYOUREMPLOYMENT.
EQUAL OPPORTUNITY POLICY
The Timken Company is committed to provide a work
environment free from all types of unlawful discrimination
and harassment, including sexual harassment and
harassment based on an individual’s gender, race, color,
national origin, ancestry, religion, age, disability, gender
identity, sexual orientation, genetic information, protected
veteran status or any other basis protected by applicable
law. Accordingly, the company will not tolerate unlawful
discrimination, sexual harassment or any other types of
unlawful harassment. It is also the company’s policy to
prohibit any and all forms of retaliation against any individual
who has complained of harassing or discriminatory conduct
or participated in a company or agency investigation into
such complaints.
EMPLOYMENT AT WILL
Youremploymentisnotforanyxedperiodoftimeand
may be terminated “at will,” which means with or without
cause and without prior notice, by the company. Likewise,
you may resign for any reason at any time. No supervisor,
manager or any other representative of the company, other
than the General Counsel, has the authority to enter into any
agreementforemploymentforanyspeciedperiodoftime,
or to make any agreement contrary to or that alters the at-
will nature of your employment. Any such agreement must
be in a signed writing between you, or your representative,
and the General Counsel of the company.
INTRODUCTION
ASSOCIATE HANDBOOK 2019
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NOTICE
THIS HANDBOOK IS USED BY THE TIMKEN COMPANY, THE
TIMKEN CORPORATION, TIMKEN U.S. CORPORATION AND
OTHERU.S.AFFILIATESOFTHESECORPORATIONS.ANY
REFERENCESINTHISHANDBOOKTO“TIMKEN,”“COMPANY,”
“EMPLOYER”ORSIMILARTERMS,SHALLREFERTOTHE
CORPORATION THAT IS YOUR EMPLOYER (I.E. PAYS YOUR
WAGES OR SALARY).
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CONDUCT
AND RESPONSIBILITIES
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CONDUCT AND RESPONSIBILITIES
INTRODUCTION
Notwithstanding the following, nothing in this associate
handbook or any of the company policies set forth in this
handbook shall be construed to limit, in any way, your rights
under applicable federal, state or local laws, including, but
not limited to the National Labor Relations Act.
As a Timken associate, you are expected to conduct yourself
in a manner that is at all times consistent with:
common standards of good citizenship and respect for
the rights of others;
• specicstandardsofconductandpoliciesofthe
company;
• thelawsandregulationsofthevariousjurisdictionsin
which we do business.
You should not engage in any conduct or activity that
interferes with your own work or that of any other associate
or with plant operations. Although no effort is made to list
every possible kind of unacceptable conduct, any conduct or
activity, even though not forbidden by any published policy
or rule, which interferes with the operation of the business,
the safety of associates or equipment or is against generally
accepted standards of human conduct is grounds for
disciplinaryaction.Inaddition,associatesmaybesubjectto
terminationiftheyfail,inthesolediscretionandjudgmentof
management, to meet expectations.
This handbook is reviewed on a periodic basis and printed
copiesmaynotreectthemostcurrentorcompleteversion
ofapolicyonagiventopic.Forthefullandmostcurrenttext
of company policies, please contact Associate Relations.
Conduct that violates company guidelines and policies may
constitute grounds for disciplinary action from reprimand
up to and including termination. Consideration will be
given to the seriousness of the offense, the associate’s
previous record, length of service and any other relevant or
extenuating circumstances. You may request a review of any
disciplinaryactionyouhavereceived.Thisreviewshouldrst
be with your manager, and if necessary, with your human
resources representative. The Timken HelpLine offers an
additional option.
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This policy does not in any way alter the at-will nature of the
employment relationship, which includes the right of either
the associate or the company to terminate employment at any
time, with or without cause.
COMPLIANCE WITH THESE POLICIES
Although the statements in this section of the handbook
pertain to many types of business conduct generally
consideredtobeimproper,theydonotspecicallylistevery
type of conduct that the company would consider unacceptable
or detrimental to its operations. Senior managers of the
respective business unit, center and/or subsidiary are
primarily responsible for the enforcement and compliance of
these policies within their organizations. Every associate bears
the individual responsibility to fully comply with these policies.
Ultimate responsibility for the interpretation of these policies
will be held by the General Counsel.
If you have information or knowledge of any act prohibited
by these policies, you must promptly report such matter to
the senior executive of your business unit, corporate center,
division or subsidiary or if unable to report to such senior
executive, to the General Counsel by contacting the company’s
legal department.
STANDARDS OF BUSINESS ETHICS POLICY
The company’s Standards of Business Ethics Policy is the
foundation of its outstanding reputation for integrity, ethics
and respect for the law. This policy contains the moral and
ethical standards by which each associate is to conduct the
business activities of the company. Every associate needs to
understand and adhere to these standards.
Integrity
The business of Timken is to be conducted according to the
highest standards of integrity and ethics with due regard for all
applicable laws. Each associate is expected to exercise sound
judgmentinallmattersinvolvingbusinessethicsandintegrity
and to refrain from any conduct that could be questionable
on ethical grounds. Any questions can be addressed to
supervisors,theofceofEthicsandComplianceortheTimken
HelpLine.
All associates are expected to be familiar with the laws
applicable to their areas of responsibility. If any question
arises concerning the applicability of a prevailing law to a
CONDUCT AND RESPONSIBILITIES
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contemplatedaction,theofceofEthicsandCompliance
should be consulted. All associates are expected at all times
to comply with all applicable laws and regulations and to
comply fully with the policies of the company, including those
set forth in the associate handbook.
Equal Employment Opportunity
The Timken Company is committed to providing a work
environment free from all types of unlawful discrimination and
harassment, including sexual harassment and harassment
based on an individual’s race, religion, color, national origin,
ancestry, age, disability, genetic information, gender or
gender identity, sexual orientation, protected veteran status
or any other basis protected by applicable law. Accordingly,
the company will not tolerate unlawful discrimination, sexual
harassment or any other types of unlawful harassment. It
is also the company’s policy to prohibit any and all forms
of retaliation against any individual who has complained
of harassing or discriminatory conduct or participated in a
company or agency investigation into such complaints. Every
associate is expected to comply with this policy and the policy
against harassment set forth in the associate handbook.
Environmental Responsibility
It is the company’s policy to comply with all applicable
environmental laws and regulations, and it is every associate’s
responsibility to ensure such compliance. Every associate
should be familiar with the environmental policy statement set
forth in the associate handbook.
Health and Safety Responsibility
It is the company’s policy to comply with all applicable
occupational health and safety laws and regulations. Every
associate is responsible to be familiar with the workplace
safety and health policy, to follow all company safety
rules and procedures, and to wear all personal protective
equipment required for their occupation.
Inside Information
Until its release to the public, consistent with federal and state
securities laws, material non-public information is considered
“inside” information and is governed by these securities laws.
These laws prohibit the use of such inside information in
trading or recommending securities of the company nor shall
such inside information be used to recommend the purchase
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or sale of securities of the company to others. Each associate
and agent is expected to comply with the company’s policy
regarding trading in stock as stated in the associate handbook.
Antitrust Laws
Associates should avoid contacts of any kind with competitors
and their associates except in those limited situations where
contacts are clearly necessary and for a lawful purpose. All
associates in sales, product pricing and marketing functions, as
well as other associates requiring further information regarding
antitrust laws, should obtain the antitrust guidelines from the
ofceofEthicsandComplianceintheLegalDepartment.
Copyrights
Associates may copy publications that are copyright protected
only in certain instances. Those instances are: when permitted
by the license agreement; with the written permission of the
copyright owner; when it is clearly a “fair use”; when such
use otherwise does not constitute unlawful infringement; or
otherwise with the approval of legal services. Associates should
respect and follow all copyright laws.
Wage & Hour Law
Overtime compensation shall be paid in accordance with
all federal, state or local overtime laws, regulations and
ordinances. Depending upon business and operational needs,
the company may require associates to work overtime. A
refusal to work overtime or working unauthorized overtime
may result in disciplinary action, up to and including
termination.
It is important that your hours are recorded accurately. It
is a violation of Timken policy to complete the time sheet of
another associate or to allow another associate to complete
your time sheet. Likewise, it is a violation of Timken policy to
falsify the hours that you work. Violators will be disciplined, up
to and including termination, no matter when the violation is
discovered.
Export of Goods
Any associate who is involved in the exporting of goods,
technical information or software is responsible to ensure that
the exporting complies with applicable laws and regulations.
Associates requiring further information regarding exporting
should contact their unit’s export manager or legal services.
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Political Affairs
No contributions from company funds are to be made
directly or indirectly to any political candidates or political
organizations unless permitted by law and approved by the
General Counsel. No personal contributions are permitted if
reimbursement for such contribution is to be made by the
company.
Company associates who contact elected or appointed
federal,state,county,cityorotherofcialsandassociatesto
promotecompanyproductsorservicesand/ortoinuence
legislation, regulations or enforcement activities may be
engaginginlobbyingandmustrstcontacttheofceof
Government Affairs regarding registration requirements. All
lobbyingactivities,offeringtestimonyormakingothermajor
contacts with government personnel should be coordinated
withtheofceofGovernmentAffairs.
Conicts of Interest
Each associate has the legal duty to carry out his or her
responsibilities with the utmost good faith and loyalty to the
company. In this regard, associates are required to avoid
situationsthatcreateactualorpotentialconictsinwhichan
associate’s actions or loyalties are divided between personal
and company interests or between company interests and
those of another.
It is impossible to list every situation that may pose an actual
orpotentialconictofinterestinthishandbook.
If you have any questions about whether a certain activity,
investment,agreementorotherinterestconictswithyour
obligations as a Timken associate, you should bring such
questions to the attention of your supervisor/manager or
your human resources representative.
A non-exhaustive list of prohibited activities includes, but is
not limited to, the following situations:
(1) No associate or dependent family member may: (a) hold
asignicantnancialinterestordirectorshipinacustomer,
competitor or supplier to the company, or (b) make or
receive a loan or credit from any customer, competitor
orsuppliertothecompanyorfromadirector,ofceror
associate of a customer, competitor or supplier to the
company, other than in the ordinary course of business and
based upon usual terms and conditions, unless the associate
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discloses such interest, directorship, loan or credit in writing
to the senior executive of the associate’s unit, center,
division or subsidiary, or to the General Counsel, and it is
subsequently determined that the associate’s duties will not
requirehimorhertomakedecisionsthatcouldbeinuenced
bysuchnancialinterest,loanorcredit;
(2) Except for his or her duties to be performed for the
company, no associate shall perform work for or be a
beneciaryorpartytoanagreementorunderstanding
with, a customer, supplier or competitor of the company
where such work, agreement or understanding is related
to company products, assignments or services unless such
work, agreement or understanding is disclosed in writing to
the associate’s supervisor and to the Manager – Associate
and Industrial Relations and it is subsequently determined
that such work, agreement or understanding by the associate
is not contrary to the interests of the company;
(3) No gifts, gratuities or entertainment are to be accepted
by any associate from any customer, competitor or supplier
of goods or services to the company except to the extent
they are customary and reasonable in amount and not in
consideration for an improper action by the recipient;
(4) Information regarding the company’s strategies, plans,
actions,forecasts,salesandearnings,nancialcondition,
new contracts, discoveries, products, processes and similar
proprietaryandcorporatedataisconsideredcondential
information and an asset owned solely by the company, until
its authorized release to the public by the company. The
useofsuchinformationforanyassociate’sownbenetor
its disclosure to any unauthorized person, whether inside or
outside the company, violates the company’s interests and is
prohibited; or
(5) Engaging in any other employment or non-work related
activities during your company work hours, or using company
supplies or equipment in other employment or activities.
If it is determined that any associate has violated this policy,
disciplinary action, up to and including termination, will be
taken.
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Misuse of Assets or Services; Accurate and Complete
Records
Using any funds or other assets of the company, or providing
any services, for any purpose that is unauthorized by the
companyorviolatesthelawofanyapplicablejurisdiction
(domestic or foreign) is strictly prohibited. No undisclosed
or unrecorded funds or assets of the company shall be
established for any purpose.
Associates should ensure that corporate records accurately
reectalltransactions.Nofalseorarticialentriesshallbe
made in any company books or records for any reason, and
no associate shall engage in any arrangement that results in
such a prohibited act.
No payment shall be approved or made with the intention
or understanding that it is to be used for any purpose
other than that described by the document supporting the
payment.
Software Policy
Unauthorized duplication of copyrighted computer software
violates the law and is contrary to our organization’s
standards of conduct. We disapprove of such copying and
recognize the following principles as a basis for preventing its
occurrences:
(1) We will neither engage in nor tolerate the making
or using of unauthorized software copies under any
circumstances.
(2) We will provide legally acquired software to meet the
legitimate software needs in a timely fashion and in
sufcientquantitiesforallourcomputers.
(3) We will comply with all license or purchase terms
regulating the use of any software we acquire or
use.
(4) We will enforce strong internal controls to prevent
the making or using of unauthorized software copies,
including effective measures to verify compliance
with these standards and appropriate disciplinary
measures for violation of these standards.
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Improper Inuence; Foreign Corrupt Practices Act
No offer of or payment of any gift, loan or gratuity is to
be made either directly or indirectly to any business or
government entity or any associate of such in exchange
for or otherwise in an attempt to procure business for
the company. Gifts and entertainment may be used with
representatives of customers or potential customers if they
are of limited value, are customary in the situation, are
legal and their public disclosure would not embarrass the
company.
Compliance with the Business Ethics Policy
Although the previous statements pertain to many types
of business conduct generally considered to be improper,
theydonotspecicallylisteverytypeofconductthatthe
company would consider unacceptable or detrimental to
itsoperations.Allofcersandmanagersofthecompany
and its subsidiaries are responsible for the enforcement of
and compliance with this policy and to ensure associates’
knowledge and compliance. All recipients of this policy have
the responsibility to fully comply with this policy. Ultimate
responsibility for the interpretation of this policy will be held
by the General Counsel. Any associate having information or
knowledge of any unrecorded fund or asset of the company,
any violation of law or regulation or of any other act
prohibited by this policy shall promptly report such matter to
the senior executive of the associate’s business unit, division
or subsidiary, or if unable to report to such senior executive,
to the General Counsel. Conduct that violates this policy will
constitute grounds for disciplinary action, from reprimand
up to and including termination. This policy does not in any
way alter the right of either the associate or the company to
terminate employment at any time, with or without cause.
COMPANY RULES
The following is a non-exhaustive list of some typical reasons
for disciplinary action up to and including termination, in the
discretion of the company. Nothing in this list is intended
to restrict, nor should be interpreted as restricting, any
associate from exercising his or her statutory rights to
organizeortoactfortheirindividualormutualbenetunder
Section 7 of the National Labor Relations Act or other laws;
nor from exercising his or her statutory rights under Title VII
of the Civil Rights Act of 1964 or other laws:
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Removing, stealing or damaging company property, including
records belonging to the company, property of another
associate or the property of any other person or organization
without authorization.
Falsifyinganyrecords,reports,lists,communicationsorany
informationpertainingtocompanyemploymentorbenets.
Using or possessing explosives or weapons on company
premises at any time except where it is otherwise expressly
permitted under federal and/or state law.
Using, possessing, transporting, selling or promoting the use
ofanycontrolledsubstanceasdenedinthishandbookon
company premises at any time.
Using, possessing, transporting, selling or promoting the
use of alcohol on company premises at any time, without
appropriate authorization.
Reportingforworkorenteringtheplantorofceunderthe
inuenceofalcoholoranycontrolledsubstanceasdenedin
this handbook.
Fightingwithorstrikinganotherassociate.
Threatening violence, intimidating or unlawfully harassing, as
denedinthe“HarassmentandDiscriminationPolicy”setforth
in this handbook, another associate or business visitor.
Professional or business conduct that violates the “Standards
of Business Ethics” set forth in this handbook.
Using abusive, harassing, profane or otherwise similarly
unacceptable language toward another associate or supervisor.
Refusing to follow instructions or orders of supervision or
willful neglect of duty.
Accessing company buildings, facilities and/or working areas
outside scheduled work hours except in performance of an
associate’snormalworkdutiesorasspecicallydirectedby
management, not including exterior areas of the premises
such as exits or parking lots.
Leavingyourjobassignment,department,theplant,
or company premises during a working shift without
authorization.
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Violation of the Solicitation/Distribution policy in this
handbook.
Gambling or participating in any way in a lottery or any other
game of chance on company premises at any time.
Postingorremovingnoticesorsignswithoutspecicapproval
of the security department, human resources department, or
their designated representative.
Parking motor vehicles on company premises improperly or
in an unauthorized area.
Unauthorized use of cameras, tape recorders, cellular
telephones and or any other recording devices to record any
condential,proprietaryorSensitiveCompanyInformation
asdenedinthisHandbook;oranyuseofrecordingdevices
in restrooms or locker room areas.
Unauthorized use of personal electronic devices or electrical
appliances during working time or in working areas on
company premises.
Violating or disregarding good housekeeping practices, safety
practices,re,plant,plantprotectionpracticesorotherwork
rules or regulations.
Willful, careless or negligent use of company property.
Loang,wastingworkingtime,horseplay,takingan
unauthorized break or sleeping on company premises.
Performingimproperlyonthejob,failingtomeet
production requirements, or causing other associates to
performimproperlyontheirjobsorfailtomeetproduction
requirements.
Performing personal work during scheduled working time.
Theft, misappropriation, or misuse of company equipment,
goods, materials, or services; or unauthorized use of
company equipment, goods, materials, or services.
Having unauthorized or repeated or excessive tardiness or
absenteeism.
Failingtonotifythecompanywhenyoumaybeabsentor
late or refusing to explain the reasons for absence.
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Any violation of federal, state or local laws.
Any violation of company policy, work rules, standards or
expectations.
Any other act or omission that, in Timken’s discretion and
judgment,warrantsdisciplinaryaction.
This basic outline of conduct and responsibility is provided
solely as a non-exhaustive general guide for associate
behavior. It does not list every example of behavior which
the company believes may warrant discipline. In addition,
any behavior prohibited elsewhere in this handbook or by
anyotherpolicystatementofthecompanymaysubjectan
associate to disciplinary action. This policy does not alter or
modify, in any manner whatsoever, the at-will employment
relationship between Timken and its associates.
DRUG AND ALCOHOL ABUSE
The company recognizes that our associates are a valuable
resource,andtheirhealthandsafetyisasignicantconcern.
Drug and alcohol abuse imperils the health, safety and well-
being of associates. The company has a policy of maintaining
a drug-free workplace and strictly prohibits the unlawful
manufacture, distribution, dispensation, possession or use
of controlled substances or alcohol in the workplace. It is
thecompany’spolicytocomplywithTheFederalDrug-Free
WorkplaceAct.Associatesaresubjecttodisciplineuptoand
including termination for violating this prohibition or other
prohibitions relating to drugs and alcohol.
In locations where a random or other drug screening policy
is in place, associates will be expected to abide by such
policies. The company promotes education and awareness of
the dangers of substance abuse and will encourage and assist
associates with a drug and/or alcohol problem in seeking
professional diagnosis, treatment and rehabilitation.
Unless otherwise required by applicable law, the use
of marijuana for medical and/or recreational purposes,
even if permitted by state law, regulation or ordinance,
will not be considered an acceptable explanation for a
conrmed positive laboratory report for marijuana and
will be reported by the Medical Review Ofcer (MRO)
as a veried positive drug test for marijuana.
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Denitions
Thefollowingaredenitionsforpurposesofthispolicy:
“Company business” means on company premises
at any time; in company-supplied vehicles at any
location at any time; during working hours at any
location at any time; or while representing the
companyinanyofcialcapacity.
“Controlled substances” means the drugs and other
substances listed in schedules I through V of the
ControlledSubstancesActandfurtherdenedby
regulations under the Act. Controlled substances
include,butarenotlimitedtomarijuana,opiates,
cannabinoids, amphetamines, depressants,
stimulants, hallucinogens and narcotics, but they do
notinclude“legaldrugs”asdenedbelow.
Alcohol” means the intoxication agent in beverage
alcohol, ethyl alcohol, or other low molecular weight
alcohols, including methyl and isopropyl alcohol.
References to use or possession of alcohol include use
or possession of any beverage, mixture or preparation
containing alcohol, including but not limited to
distilled spirits, wine and malt beverages.
• “Legal drugs” means prescription or over-the-counter
drugs that are legally obtained by the associate but
doesnotincludemarijuana.
Prohibitions
The following is a non-exhaustive list of prohibited activities
under this policy:
1. The unauthorized use or possession or any
manufacture, storage, distribution, dispensation or
sale of a controlled substance or alcohol while on
company premises or company business;
2. The improper use of legal drugs, i.e. the use of the
drugs for any purpose other than that for which
they were intended, including but not limited to the
unauthorized use or possession or any unauthorized
manufacture, storage, distribution, dispensation or
sale of a legal drug;
3. Beingundertheinuenceofacontrolledsubstanceor
alcohol while on company premises or company
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business, including testing positive for a controlled
substance or alcohol; and
4. Testing positive for a controlled substance or alcohol
or otherwise violating the drug and alcohol policy.
Effect on Workers’ Compensation Eligibility
A positive test or refusal/failure to submit to testing following
an accident on company business may affect an associate’s
eligibilityforworkers’compensationbenets,subjectto
applicable state law.
Counseling, Rehabilitation and Assistance
You are encouraged to notify your manager/supervisor,
human resources or a medical services representative if you
have an alcohol and/or drug-related problem.
Forinformationabouttheavailabilityofcommunitydrug
and alcohol abuse counseling, rehabilitation and assistance
programs, please contact a medical services representative.
If there is reasonable cause to suspect that an associate has
violated this Drug and Alcohol Abuse policy, the associate
maybesubjecttodrugand/oralcoholtestingprocedures.
Condentiality
It is recognized that to effectively assist associates with drug
and/or alcohol problems, it may be necessary to consult
withothers.Throughouttheprocess,condentialityof
the information obtained will be maintained to the extent
possible.
Return to Work
Associates, who undergo rehabilitation, have successfully
completed a rehabilitation program and test negative for
drug use or alcohol dependency, will be evaluated for return
to work by a company medical representative. Thereafter,
unannounced periodic follow-up testing for alcohol and/or
controlled substances may be scheduled.
Disciplinary Actions/Conditions of Employment
The sale, use, possession or manufacture of any controlled
substance or alcohol or other drug on company business in
violation of this policy will result in disciplinary action up to
and including immediate termination of employment.
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Testingpositivefollowingtherstrehabilitationfor
unauthorized drug and/or alcohol abuse or dependency—or
future violations of the drug and alcohol policy—will result in
immediate termination of employment.
Failureorrefusaltosubmittocontrolledsubstancesand/
or alcohol testing in accordance with company policy may
result in disciplinary action up to and including immediate
termination of employment.
Failuretonotifythecompanyofanycriminaldrugstatute
conviction occurring on company premises or when
conducting company business as soon as possible, but no
laterthanve(5)daysaftersuchconviction,mayresultin
disciplinary action up to and including immediate termination
of employment.
You must abide by the terms of this policy, and if you do
not, it may result in disciplinary action up to and including
termination.
GLOBAL INFORMATION SECURITY POLICY
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
Information and associated information technology resources
are essential to the day-to-day operations of the company,
including manufacturing, shipping, customer service,
research,inventorycontrol,payroll,nancialrecords,and
others. The purpose of this Global Information Security Policy
is to provide a framework of governance for the Information
Security Program and its supporting policies and to enable
those assigned to carry out its mandates.
Scope
This mandatory policy applies to all associates of the
company and its subsidiaries. This policy also encompasses
any agreement you may otherwise be bound by in relation to
the protection of certain Timken or third-party information,
suchascondentialityornon-disclosureagreement.
This policy applies to all information from the time that it
is created to the time of its disposal, as well as during its
processing, communication, distribution and storage. All
CONDUCT AND RESPONSIBILITIES
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associated information technologies, such as computers, data
storage devices, communications devices, and the like are
also covered.
Policy Statement
General Policy: Timken associates, contingents and
relevant Third Parties are responsible for protecting the
Condentiality,IntegrityandAvailabilityofInformation
owned by, or entrusted to, Timken, and shall be compliant
with applicable legal and contractual requirements. Users
shall refrain from conduct that could expose information and
related assets to misuse or loss.
Information Security Program: Management shall
implement a governing framework establishing an
Information Security Program based around mandatory
policies and processes to guide how the program shall be
structured and operate. The program shall produce a written
Information Security Plan which is reviewed, updated, and
approved on a regular basis.
Policy Management and Communication: As needed,
additional policies to support Information Security shall be
created. Upon policy creation, and periodically thereafter,
orafteranymajorchangestoarelevantenvironment,
policies shall be reviewed and approved by management or a
designated governing body. Policies shall be communicated to
associates, contingents, and relevant Third Parties upon hire
or at the beginning of the business relationship and shall be
made available on a regular basis thereafter. Associates shall
acknowledge that they have read, understand, and agree to
comply with this Global Information Security Policy and other
related policies.
Information Security Roles and Responsibilities:
Information Security roles and responsibilities shall be
dened,documented,anddelegatedtorepresentativesfrom
relevant parts of the organization. Company management
shall support the Information Security Program by providing
clear direction and level of acceptable risk, acknowledging
information security responsibilities, and facilitating the
implementation of approved policies, standards, and controls.
Contact with relevant authorities, special interest groups,
and other security organizations shall be maintained by those
holding a responsibility for the Information Security Program.
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CONDUCT AND RESPONSIBILITIES
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Policy Violations
Violations of this policy may result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
other remedies as allowed by contract or law.
ELECTRONIC COMMUNICATIONS POLICY
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
The purpose of this Electronic Communications Policy
is to give Users clear guidance on the use of Electronic
Communications.
Scope
This Policy applies to all Electronic Communications, unless
otherwisenotedinanapplicablejurisdiction-specic/locallaw
addendum.
Policy Statement
General Policy:Likeallotherdata,les,orother
information, Electronic Communications that are accessed,
created, sent, received, transmitted, stored or processed
via Company IT Assets are Company property. Company
Electronic Communications are company property whether
accessed, created, sent, received, transmitted, stored or
processed via Company IT Assets or Authorized Devices.
Company Right to Monitor and Access: All Electronic
Communications that are accessed, created, sent,
received, transmitted, stored, or processed on Company
IT Assets, whether personal or business, and whether in
nal,draft,ordeletedform,arenotconsideredprivate,
despite any contrary designation. The company reserves
the right to monitor, access, edit, discard, preserve,
divert, divulge and otherwise manage or use all Electronic
Communications on Company IT Assets, whether personal
orbusiness,andwhetherinnal,draft,ordeletedform,
at any time and without notice in order to respond to
subpoenas and court orders, to otherwise comply with the
law, to investigate complaints and allegations, to prevent
harassing or threatening messages, to enforce this Policy,
to enforce other policies of the company, for security
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checks, for maintenance purposes, or as the company
otherwise determines is necessary in its sole determination.
Additionally, public websites, including social media sites,
aresubjecttomonitoringbythecompanyatanytime
and without notice. The company may take possession of
and search any Company Devices or Authorized Devices
used to access Company IT Systems or generate Company
Electronic Communications in order to facilitate such rights,
and any User who fails to comply with a request by the
Company for such search will be deemed in violation of
this policy. If possible illegal activity is detected, Electronic
Communications that are accessed, created, sent, received,
transmitted, stored, or processed on Company IT Assets or
Authorized Devices may be provided to law enforcement.
Disclosure and Interception of Electronic
Communications: Users may not intercept or disclose,
or assist in intercepting or disclosing, Electronic
Communications of another User that are accessed,
created, sent, received, transmitted, stored, or processed
onCompanyITAssetsunlessspecicallyauthorizedbythe
Company or such other User.
Electronic Communications Content: The following
standards apply to all Electronic Communications accessed,
created, sent, received, transmitted, stored, or processed on
Company IT Assets, whether personal or business, and all
Company Electronic Communications:
The Electronic Communication must not violate any
law.
• Usersshouldexerciseprofessionalismandjudgment,
and take the most prudent action possible, complying
with this and all other company policies including,
for example, the Standards of Business Ethics,
the company’s solicitation and distribution policy
and the company’s policy against harassment and
discrimination. Electronic Communications should
never contain any defamatory, sexually oriented,
obscene, harassing, threatening, illegal or fraudulent
language.
The company logo and trademarks may not be used
in any form without explicit prior permission in
writing from the communications department, unless
otherwise permitted by law.
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CONDUCT AND RESPONSIBILITIES
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Users must comply with policies related to
condentiality,non-disclosure,privilegedinformation
and intellectual property protections such as
copyright, trademark and fair use laws.
Condential Information:CompanyCondential
Information shall not be transmitted via an Electronic
Communication unless secured according to standards
established by the information technology department, and
even then, only to necessary and authorized recipients.
User Identication: The user name, electronic mail
address,organizationalafliationandrelatedinformation
included on all Company Electronic Communications and all
Electronic Communications that are created, sent, received,
transmitted, stored, or processed on Company IT Assets
mustreecttheactualoriginatorofthecommunication.
Notwithstanding the foregoing, nothing in this policy shall
be construed to limit, in any way, your rights under any
applicable federal, state or local laws, including, but not
limited to the National Labor Relations Act and your right to
organize or engage in protected concerted activity, including
the discussion or sharing of information related to wages,
hours or other terms and conditions of employment.
Policy Violations
Violations of this Policy may result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
other remedies as allowed by contract or law.
SOCIAL NETWORKING POLICY
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
The company recognizes that many Users access and
communicate via social media. The purpose of this Social
Networking Policy is to give Users clear guidance on their
social networking activities via Company IT assets or
otherwise.
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“Sensitive Company Information” means information relating
tothecompanythatiscondential,proprietaryorprotected
by law from disclosure. Sensitive company information
includes,forexample,projectplans,productdesigns,
technicaldrawings,workproductinformation,condential
companynancialinformation,businessstrategies,
customers, potential customers, agents, suppliers, company
pricing, securities and trade secret information, legally-
privilegedinformation,personallyidentiableinformationof
customers or associates, or other proprietary information.
Scope
This policy applies to all social networking activities by Users
otherthanasanofcialrepresentativeofthecompany,
whether via Company IT Assets, Authorized Devices, or
Users’ own personal devices, unless otherwise noted in an
applicablejurisdiction-specic/locallawaddendum.Social
networkingactivitiesconductedasanofcialrepresentative
of the company are covered by the Company’s Social Media
Use by Authorized Associates Policy.
Social networking activities include, for example, the creation
or distribution of information via blogs, message boards,
communities, wikis, vlogs, posts, discussions, and sites
suchasOrkut,MySpace,YouTube,Facebook,Instagram,
Snapchat,LinkedIn,Wikipedia,Flickr,Groupon,Foursquare,
Second Life, Twitter, Yammer, RenRen and the like. Social
networking activities also include use of internal social media
on the Company’s intranet, for example My TimkeNet.
Policy Statement
General Policy: In the company’s sole discretion, certain
social media may be made accessible from company IT
assets. In limited circumstances, certain associates may be
assignedtoofciallysanctionedprojectsforthecompany
that have been approved by their manager and the manager
of information security and compliance and may be granted
access to social networking sites that are otherwise made
inaccessible to users. Such associates must comply with the
company’s Social Media Use by Authorized Associates Policy.
This policy is not intended to discourage your social
networking activities nor is it intended to restrict any activity
authorized by law.
Jurisdiction-Specic or Local Law Requirements: This
policyissubjecttoapplicablelocallawrestrictions,which
may vary from the provisions contained herein. Contact
Associate Relations for questions about applicability in your
localjurisdiction.
ASSOCIATE HANDBOOK 2019
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CONDUCT AND RESPONSIBILITIES
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Company Right to Monitor and Access: Social networking
activities via company IT assets, including the social media
content and communications accessed, created, sent, received,
transmittedorstoredoncompanyITassets,aresubjectto
the provisions of the Electronic Communications Policy and
all other company policies. This means that social networking
activities and communications accessed, created, sent,
received, transmitted, stored or processed on company IT
assets,whetherbusinessorpersonal,andwhetherinnal,
draft, or deleted form, are company property, are not
consideredprivateandaresubjecttomonitoringbythe
company at any time and without notice. Additionally,
publicwebsites,includingsocialmediasites,aresubjectto
monitoring by the company at any time and without notice. If
possible illegal activity is detected, social media activities and
communications that are accessed, created, sent, received,
transmitted, stored or processed on company IT assets may be
provided to law enforcement.
Social Networking Content: The following guidelines apply
to users when engaging in social networking activities:
Social networking activities must not interfere with
work commitments or otherwise violate the company’s
policies.
When engaging in social networking activities
via company IT assets, users should exercise
professionalismandjudgment,andtakethemost
prudent action possible, complying with this and
all other applicable company policies including,
for example, the Standards of Business Ethics,
the company’s solicitation and distribution policy
and the company’s policy against harassment and
discrimination. Social networking activities via company
IT assets should not contain any defamatory, sexually
oriented, obscene, harassing, threatening, illegal or
fraudulent language.
Like any other communication, social networking
activitiesaresubjecttothesamecondentiality,non-
disclosure, privileged-information and intellectual-
property protection obligations that apply to associates
and users generally.
Users are prohibited from disclosing to or discussing
with any unauthorized person any sensitive company
information without the prior, express written consent
of an authorized representative of the company, such
as the legal department. Special care must be taken
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toprotectcompanycondentialinformationandto
protect the security of the company’s customers’
trade secrets and other proprietary information.
Copyright, trademark and other intellectual property
laws apply to social networking activities. Users
must respect and follow all trademark, copyright and
intellectual property laws when engaging in social
networking activities via company IT assets.
All inquiries from the media about the company‘s
current and potential products, agents, customers or
competitors, must be referred without response to the
communications department.
Notwithstanding the foregoing, nothing in this policy
shall be construed to limit, in any way, your rights
under any applicable federal, state or local laws,
including, but not limited to the National Labor
Relations Act.
Representing the Company: No one may act as a
representative of the company in social networking activities,
including on social media sites, unless prior authorization
has been obtained from the communications department.
When communicating via social media as an authorized
representative of the company, associates must comply with
the company’s policy on Social Media Use by Authorized
Associates.
User Identication: Statements made during social
networking activities by users could be attributed to the
companyandmayberegulatedbylaw,suchastheFederal
Trade Commission’s regulations on endorsements and
testimonials, due to the users’ relationship with the company.
Accordingly, when discussing the company, its products,
customers, competitors or their products in any forum,
including via social media, in a manner that could reasonably
be attributed to the company, users who are not authorized
to act as a representative of the company must (1) identify
their relationship to the company; and (2) clearly state that
the views expressed are their own and not those of the
company.
Policy Violations
Violations of this policy may result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
other remedies as allowed by contract or law.
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ACCEPTABLE USE OF COMPANY INFORMATION
TECHNOLOGY ASSETS
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
Information technology assets are essential business tools for
the company. The purpose of this Acceptable Use of Company
Information Technology (“IT”) Assets Policy (the “Policy”)
is to give Users clear guidance on the use of Company IT
Assets.
Scope
This mandatory Policy applies to all use of Company IT
Assets, whether via Company Devices, Authorized Devices,
or otherwise, unless otherwise noted in an applicable
jurisdiction-specic/locallawaddendum.
Policy Statement
General Policy: Company IT Assets are to be used for the
primary purpose of supporting company business. These
toolsareinplacetofacilitateUsers’abilitytodotheirjobs
efcientlyandproductively.UseofCompanyITAssetsmust
be in compliance with this and all other Company policies
including, for example, the Standards of Business Ethics
policy, the company’s solicitation and distribution policy and
the company’s policy against harassment and discrimination.
UseofAuthorizedDevicesissubjecttowrittenapprovalby
the company. The company reserves the right, in its sole
discretion, to permit Authorized Devices to be used to access
Company IT Assets. The company also retains the right to
discontinue such access or use at any time for any reason,
without prior notice.
Company Right to Monitor and Access:Alldata,les,
communications, or other information that are accessed,
created, sent, received, transmitted, stored, or processed
on Company IT Assets, whether personal or business, and
whetherinnal,draft,ordeletedform,arenotconsidered
private, despite any contrary designation. The company
reserves the right to monitor, access, edit, discard, preserve,
divert,divulgeandotherwisemanageorusealldata,les,
communications, or other information, whether personal or
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businessrelatedandwhetherinnal,draft,ordeletedform,
accessed, created, sent, received, transmitted, stored, or
processed on any and all Company IT Assets, at any time
and without notice in order to respond to subpoenas and
court orders, to otherwise comply with the law, to investigate
complaints and allegations, to prevent harassing or
threatening messages, to enforce this Policy, to enforce other
policies of the company, for security checks, for maintenance
purposes, or as the company otherwise determines is
necessary in its sole discretion. Additionally, public websites,
includingsocialmediasites,aresubjecttomonitoringby
the company at any time and without notice. If possible
illegalactivityisdetected,data,les,communications,or
other information that are accessed, created, sent, received,
transmitted, stored, or processed on Company IT Assets may
be provided to law enforcement.
Data Privacy Legislation: In some countries, the collection,
storage, use and disclosure of personal information
(employee, customer, or otherwise), and the transfer of
personalinformationtoothercountries,maybesubjectto
privacy legislation and restrictions. As the scope of regulated
personal information varies by country, contact your manager
or the legal department if you have questions regarding the
protection of personal information or the transfer of personal
information to another country.
Personal Use of Company IT Assets: Incidental personal
use of Company IT Assets is permitted so long as such
use does not interfere with company business, relate to a
personal business venture, or otherwise violate this policy or
any other policy of the company and it is brief, limited in
volume/number, not disruptive of any Company IT Systems’
function, capacity or throughput or the primary intended uses
of such resources, not disruptive of the work environment or
productivity, and in compliance with this and all other
company policies including, for example, the company’s
solicitation and distribution policy and the company’s policy
against harassment and discrimination. The company
reserves both the right and the sole discretion to determine
when personal use of Company IT Assets exceeds an
incidental level, and reserves the right and sole discretion to
withdraw permission for personal use of Company IT Assets
at any time and for any reason.
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Security Obligations:UseofCompanyITAssetsissubject
to company policies on information security, including, for
example, record retention, password policy and standards,
electronic communications, internet usage, intranet usage,
dial-up or remote access, virus protection and portable
device protection. Users must not take any action that would
compromise the security of Company IT Assets. This includes
the unauthorized release or sharing of passwords and the
intentional disabling of any security features of Company IT
Assets. See Global Information Security Policy.
Global Guest Wi-Fi Access: The company offered guest
Wi-Fiserviceisintendedtobeusedonlyforbusiness
purposes by company guests/visitors. The company does
not guarantee the performance, security or the availability
of the service. The guest and Timken Sponsor (Associates,
Managers) are solely responsible for any information (e.g.
abusive, threatening, obscene, defamatory) or data uploaded,
downloaded or otherwise communicated using the company
guestWi-Fi.
Compliance with Laws: Use of Company IT Assets must
be in compliance with all laws and regulations. Company IT
Assets may not be used for unauthorized download of content
or material that infringes the copyright of any person.
Reporting Security Incidents: The company takes
seriously any threats – real or suspected – to the security
and integrity of Company IT Assets. Users must immediately
report any suspected security problem or misuse of Company
IT Assets to the appropriate supervisor or by contacting the
Manager-Information Security or Information Technology
Helpdesk.
Nothing in this policy is intended to restrict, nor should be
interpreted as restricting, any associate from exercising his or
her statutory rights to organize or to act for their individual
ormutualbenetunderSection7oftheNationalLabor
Relations Act or other laws; nor from exercising his or her
statutory rights under Title VII of the Civil Rights Act of 1964
or other laws.
Policy Violations
Violations of this policy may result in disciplinary action, up to
andincludingtermination,forassociates.Fornon-associates,
violations can result in contract termination and other
remedies as allowed by contract or law.
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RESTRICTIONS ON SOFTWARE INSTALLATION AND
USE POLICY
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
The purpose of these Restrictions on Software Installation
and Use Policy is to make clear to Users that The Timken
Company’s position is that software licensing term shall be
followed.
This policy supersedes the “Software Code of Ethics.
Scope
This mandatory policy applies to all associates of the
company and its subsidiaries. This policy also encompasses
any agreement you may otherwise be bound by in relation to
the protection of certain Timken or third-party information,
suchascondentialityornon-disclosureagreement.
This policy applies to all information from the time that it
is created to the time of its disposal, as well as during its
processing, communication, distribution and storage. All
associated information technologies, such as computers, data
storage devices, communications devices, and the like are
also covered.
Policy Statement
The Timken Company licenses the use of computer software
from outside companies. Associates are expected to comply
with license and purchase terms regulating any software
acquired or used.
The company shall not tolerate the making or use of
unauthorized software copies under any circumstances. The
company shall provide software to meet legitimate business
needs. Unauthorized copying of this software may be a
violation of copyright laws, which could carry civil and
criminal penalties for both the company and the associate.
Policy Violations
Violations of this policy may result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
other remedies as allowed by contract or law.
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CLEAR DESK AND CLEAR SCREEN POLICY
To view the full policy that is published in Global Information
Security & Compliance, click here. http://timkenetprod.
inside.tkr/content/Organization/CorporateCenters/IT/
InfoSec/Pages/default.aspx
Purpose
The purpose of this Clear Desk and Clear Screen Policy is
to inform Users of their responsibility to secure the
Condentialinformationintheirpossessionortowhichthey
have access.
Scope
This mandatory policy applies to all associates of the
company and its subsidiaries. This policy also encompasses
any agreement you may otherwise be bound by in relation to
the protection of certain Timken or third-party information,
suchascondentialityornon-disclosureagreement.
This policy applies to all information from the time that it
is created to the time of its disposal, as well as during its
processing, communication, distribution and storage. All
associated information technologies, such as computers, data
storage devices, communications devices, and the like are
also covered.
Policy Statement
Associatesarerequiredtoensurethatcondential
information in hardcopy or electronic form is secure in their
work area at the end of the day and when they are expected
to be gone for an extended period. Computer workstations
shall be locked when the workspace is unattended.
Policy Violations
Violations of this policy may result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
other remedies as allowed by contract or law.
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ENVIRONMENTAL, HEALTH AND SAFETY POLICY
We are consistently guided by our core values—ethics and
integrity, quality, teamwork and excellence. We embed in this
foundation our commitment to work safely and responsibly
in every Timken facility and within every Timken operation,
protecting our associates, suppliers, customers and the
communities where we operate, as well as safeguarding our
environmental resources.
We continually improve our environmental, health and safety
(EHS) performance, striving to keep Timken workplaces safe
and healthy, to care for the environment around us, and to
develop sustainable technologies and business practices that
contribute to global economic growth and prosperity.
Each Timken associate is responsible for understanding and
supportingthispolicyandthefollowingobjectives:
Comply with all EHS laws, regulations, company
policies and standards, and require the same of our
suppliers.
Make EHS a priority in our business, as well as in our
operations planning and decision making. Our core
values of ethics and integrity compel us to do what is
right.
Expect colleagues and contractors to always conduct
their activities safely and responsibly; we support
them with education and training.
Diligently identify and assess risks and potential
hazards that can impact our EHS performance, then
quickly take preventive or corrective action.
Support environmental sustainability through pollution
prevention, waste management, recycling and energy
conservation, and create energy-saving innovations
in our friction management and power transmission
products and services.
• MeasureandassessprogresstowardEHSobjectives
and communicate this regularly to interested
stakeholders.
Around the world, Timken managers accept leadership
responsibilityfordeliveringonourEHSobjectives,with
Timken associates charged to keep their decision making and
actions consistent with this policy.
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HARASSMENT AND DISCRIMINATION POLICY
Prohibition on Unlawful Harassment and Discrimination
It is the policy of the company to provide a work environment
free from all types of unlawful discrimination and harassment,
including sexual harassment and harassment based on an
individual’s race, religion, color, national origin, ancestry, age,
disability, genetic information, gender or gender identity,
sexual orientation, protected veteran status or any other basis
protected by applicable law. Accordingly, the company will not
tolerate unlawful discrimination, sexual harassment or any
other types of unlawful harassment, whether engaged in by
management, other associates or other individuals with whom
our associates come into contact as part of their employment.
Unlawfulharassmentisdenedasanyverbalorphysical
conduct, which has the purpose or effect of unreasonably
interfering with an associate’s work performance or of creating
an intimidating, hostile or offensive work environment, or
which otherwise adversely affects an associate’s employment,
when that conduct is based on gender or gender identity, race,
color, national origin, ancestry, religion, age, disability, genetic
information, sexual orientation, protected veteran status or
any other basis protected by applicable law.
Sexual harassment is one form of prohibited harassment.
Examples of other prohibited forms of harassment include
ethnicslurs,racial“jokes,”offensiveorderogatorycomments,
bringing into company facilities (including company computer
systems) offensive literature, photographs or other media, any
other verbal or physical conduct based on the characteristics
described above, if the conduct creates an intimidating,
hostile or offensive working environment or interferes with an
individual’s work performance or employment.
Unlawful harassment does not refer to behavior of a socially
acceptable nature. It refers to behavior that is not welcome,
is personally offensive, fails to respect the rights of others,
lowers morale or interferes with work effectiveness.
You are expected to comply with this policy, and members of
management are expected to take appropriate measures to
ensure that conduct prohibited by this policy does not occur.
Disciplinary action up to and including termination of
employment will be taken against associates who violate
this policy. The company retains the right to take action with
respect to other inappropriate conduct, even though that
conduct may not constitute harassment under this policy.
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Sexual Harassment Policy
Sexual harassment is illegal under federal and state law, and
the company condemns and prohibits sexual harassment
of any associate, customer, client, or person performing
services to the company or any other third party interacting
with the company.
Sexual harassment includes, but is not limited to:
Verbal harassment, including but not limited to sexual
talk,suggestivejokes,orslurs;
Physical harassment such as assault, patting,
squeezing, rubbing, impeding or blocking movement,
or any other physical interference with normal work or
movement directed at an individual;
Non-verbal behavior such as suggestive looks, staring
or leering;
Visual harassment, such as derogatory pictures,
posters,calendars,grafti,cartoons,gestures,
objects,screensavers,readingmaterials,other
media and the like (regardless of whether such visual
harassment occurs by way of the Internet, email,
paper form or any other method of delivery); or
Unwelcome sexual advances, sexually-oriented
remarks or comments, threats of reprisal after a
negative response to sexual advances, requests
forsexualfavors,offersofemploymentbenetsin
exchange for sexual favors, particularly under the
following non-exhaustive circumstances:
If the submission to such conduct is made a term or
condition of working at the company; or
• Ifthesubmissiontoorrejectionofsuchconductisthe
basis for employment decisions; or
If such conduct unreasonably interferes with the
individual’s work performance or has the effect of
creating an intimidating, hostile or offensive working
environment; or
If such conduct is made a term or condition of doing
business with the company.
Conduct or statements that are not necessarily
motivated by sexual attraction or desire but that are
directed at an individual because of that person’s
sex (e.g. if one person viciously yells at or otherwise
mistreats or demeans persons of one sex, but not the
other).
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Furthermore,associatesmustbeawarethatsexual
harassment can involve males or females being harassed
by members of the opposite or same sex. Although sexual
harassment often involves a person in a greater position of
authority as the harasser, individuals in positions of lesser or
equal authority also can be found responsible and individually
liable for engaging in unlawful harassment. Consensual
sexual or romantic relationships where one associate has
supervisory authority over the other associate are strongly
discouraged.
Harassment and Discrimination Reporting Policy
Timkentakesanafrmativeroleinprotectingitsassociates
from unlawful discrimination and unlawful harassment.
Ifyoubelievethatyouhavebeenthesubjectofunlawful
harassment, as prohibited by this policy, you must report the
situation immediately to one of the following persons:
Your supervisor;
Your manager;
Human resources representative for your facility;
Human resources manager for your business unit; or
A corporate human resources specialist.
If you need help identifying or contacting these persons
orifyouaredissatisedwiththeresponsetoyourreport,
contact The Timken Helpline (1-800-846-5363 or www.
timkenhelpline.com).
The company will fully and effectively review and, if
necessary, investigate the facts and circumstances of your
complaint.Youridentitywillbeheldcondentialtothe
greatest extent possible. However, in order to conduct an
effective investigation and take proper corrective measures
to stop the unlawful conduct, the company may need to
disclose certain sensitive information on a need-to-know
basis. Therefore, the company cannot guarantee complete
condentialityorprivacyinconnectionwithsuchacomplaint.
At the conclusion of the investigation, the company will
take appropriate action as indicated by the results of the
investigation, including taking all corrective and remedial
action necessary to end any unlawful harassment that may
have occurred. You will be informed after appropriate action
has been taken.
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Retaliation Statement
Any associate who attempts to engage in, or actually engages
in, retaliation against: (1) an associate or any other person
making a good faith complaint of unlawful discrimination or
unlawful harassment or (2) any individual who participates
in an investigation of unlawful discrimination or unlawful
harassment,willbesubjecttodisciplinaryaction,uptoand
including termination.
Examplesofspecicactsofretaliationinclude,but are not
limited to:
1. Disciplining any associate because that associate has
complained of harassing or discriminatory conduct or
has participated in a company or agency investigation
into such complaints.
2. Engaging in conduct that would deter associates from
reporting harassment or discrimination.
3. Intentionally pressuring, falsely denying or otherwise
covering or attempting to cover up such conduct as
previously described.
INFORMATION SECURITY POLICY
Introduction
Information and associated information technology resources
are absolutely essential to the day-to-day operations of the
company, including but not limited to, manufacturing,
shipping, customer service, research, inventory control and
nancialrecords.Itisimportantforeachassociatetofollow
procedures outlined in this policy and take actions necessary to
prevent unauthorized access to valuable information on
paperdocuments,computerles,voicemail,e-mailorother
mediums. Without proper information protection, the company
couldsufferalossofcustomercondence,marketshare,
competitiveadvantageand,ultimately,jobs.
Principles
Information, including but not limited to the company’s
strategies, plans, actions, forecasts, sales and earnings,
nancialcondition,contractualrelationships,research,
discoveries, products, services, processes, suppliers/
vendors, customers and similar proprietary and corporate
data, regardless of the form or medium which contains
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such information, is considered an asset owned solely by
the company. In many cases, such information constitutes
condentialinformationortradesecretsthatmaycause
severe damage to the company if disclosed to any third party.
In addition, the company has in its possession the information
of third parties and may, in some instances, have a legal
obligationtoprotectthatinformationasspeciedbycontracts,
licensing or other agreements or laws.
Valuable information in all forms must be protected against
unauthorized access, use, disclosure, alteration or destruction.
Information security control procedures must be in place in all
areastoensurethecondentiality,integrityandavailability
of important information. It is every associate’s responsibility
to understand and to exert the utmost duty of care to comply
with this policy in a manner consistent with these principles.
Scope
This policy applies to all associates of the company and its
subsidiaries. It is intended to supplement, but not replace,
related policies, including but not limited to the Standards of
Business Ethics Policy, Electronic Communications Policy and
Visitor Policy. This policy also encompasses any agreement
you may otherwise be bound by in relation to the protection
of certain Timken or third-party information, such as a
condentialityornon-disclosureagreement.
This policy covers all company information, in any form and in
any medium, including, but not limited to, paper documents,
computerles,multimedia,facsimile,magnetictapes,voice
mail,wirelessphones,PDAs,CDs,electronicmail,ash
drives,microche,software,video/audioteleconferencing
and verbal communications. This policy applies to information
from the time that it is created to the time of its disposal,
as well as during its processing, communication, distribution
and storage. All associated information technologies, such as
computers, data storage devices, communications devices, are
also covered.
Responsibilities
All associates of the company are required to protect
information in accordance with this policy. Each associate is
expectedtoexercisesoundjudgmentinallmattersinvolving
information and to refrain from any conduct that could expose
the assets of the company to misuse or loss. Each business
and department is responsible to determine in coordination
with Information Security and Compliance, Corporate Security,
CONDUCT AND RESPONSIBILITIES
ASSOCIATE HANDBOOK 2019
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GlobalInformationServices,Legal,Benets,Medical,and
Internal Audit, proper levels of protection for its information
and the information under its control and to apply necessary
information security procedures to protect that information.
Information Security Procedures
The following outlines the procedures and practices for
associates to protect information that they use or control.
The company reserves the right to monitor and audit the
use of its information and associated resources to ensure
that needed levels of information security are being met. All
associates are permitted to use information and associated
informationtechnologyresourcessubjecttothefollowing
conditions:
Use information and communications systems only as
authorized for company business or other approved
uses and only as is necessary and authorized in
relation to your task, i.e. disclose certain information
to others, even other Timken personnel, on a “need-
to-know” basis.
Comply with all applicable Timken or third-party
requirements,suchascondentialityornon-
disclosure agreements, to protect the integrity,
security and value of Timken information and/
or those third parties who entrust us with their
own information. Each associate is responsible for
determining if there are any special obligations unique
tohis/herjobresponsibilities.
If you have any question as to whether you are
governed by such an agreement or the terms and
obligations of such an agreement, you should contact
your immediate supervisor or your human resources
representative to resolve those questions.
Ensure that all outside parties (e.g. contractors,
suppliers, consultants, etc.) sign, prior to the release
ofcondentialorproprietarycompanyinformation,
agreements which impose on the receiving party an
obligation to protect company information and restrict
its use as directed by The Timken Company.
• Protectinformationinallforms(paper,e-mail,ash
drives,computerles,CDs,etc.)andinformation
technology resources (e.g. communication systems,
software, etc.) from theft, tampering, misuse,
malicious software (e.g. computer viruses),
destruction and loss.
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CONDUCT AND RESPONSIBILITIES
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Provide appropriate physical security to prevent
unauthorized access to information and related
equipment and software that need protection from
theft, unauthorized disclosure, damage or destruction.
This includes, but is not limited to: the wearing of
security/identicationbadgesinaccordancewith
company policy wherever applicable; avoiding leaving
documents or information unattended, particularly in
areasofpublicaccess;lockingofces,rooms,desks,
drawersandlecabinets;disposingofinformation
in accordance with established retention/disposal
schedules; clearly marking documents or information
as“condential;”andimmediatelyretrieving
information on fax machines, copy machines and
printers.
Understand the security features available using the
various types of media and technologies to ensure
that the required security is available and used.
Use only company provided equipment, devices and
software (e.g. Personal Computers, wireless cards,
anti-virussoftware,clientrewalls,PDAs)when
connected to The Timken Company network locally or
remotely. Any exceptions must be explicitly authorized
by Information Security and Compliance on a case-
by-case basis.
Do not attempt to circumvent controls intended to
protect information and related resources. Do not
attempttoexploitvulnerabilitiesordecienciesin
securityfeatures.Allvulnerabilitiesanddeciencies
should be promptly reported to Information Security
and Compliance.
Treat passwords and other system access information
(e.g.PersonalIdenticationNumbers,longdistance
access codes, dial-up access telephone numbers)
ascondential.Attemptstolearnthepasswords
ofothers,discoverunprotectedlesortodecode
encryptedlesarespecicallyprohibited,unless
authorized to do so.
Do not share User IDs assigned for individual use
and do not allow the unattended sharing of your PC
or logged on applications or systems. This applies to
all persons, including computer support and others
who have special privileges to administer servers,
applications and other computer resources.
CONDUCT AND RESPONSIBILITIES
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Do not leave your workstation, personal computer or
terminal unattended for unreasonable periods of time
withoutrstloggingoff,disconnectingorusingsome
other method (e.g. password-protected screensaver)
so that others cannot access network resources
using your User ID. All personal computers must be
protected with a password-protected screensaver that
is automatically displayed after ten minutes or less of
inactivity.
Persons having access to information for which
protection is mandated by law, regulation or Timken
policy (e.g. medical information) must always lock
their workstation, personal computer or terminal
when it is left unattended for any period of time.
Such individuals should not rely upon the password-
protected screensaver.
Do not use software that is designed to cause
unauthorized destruction of data, provide
unauthorized access or disrupt computing processes
in any way. The use of viruses, worms or any other
invasive software is expressly forbidden. Virus
scanning software should be used on a regular basis
to scan for signs of malicious software.
Do not use monitoring hardware and/or software
(e.g. sniffers, network scanners) or special privileges,
such as those required to provide computer support
or administer servers and application, except as
explicitly authorized by Information Security and
Compliance.
Obtain client permission and acceptance for all PC
remote control sessions. The use of “stealth” mode
to gain access without the user’s explicit acceptance
is expressly prohibited. Any exceptions must be
approved by Information Security and Compliance.
Dispose of hardware, software and computer-related
supplies and documentation in a way which does
not compromise security or result in the accidental
disclosure of company-sensitive material.
Respect the intellectual property rights of all patents,
copyrights, inventions, trade secrets, computer
software or other intellectual property, and safeguard
these rights as required by law.
Use the company’s internet connections and
resources, if authorized to do so, in accordance
ASSOCIATE HANDBOOK 2019
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CONDUCT AND RESPONSIBILITIES
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with the Acceptable Use of Company Information
Technology Assets Policy (refer to the Global
Information Security and Compliance or by clicking
here. [http://timkenetprod.inside.tkr/content/
Organization/CorporateCenters/IT/InfoSec/Pages/
default.aspx]). Do not use the company’s internet
connections or resources for inappropriate or
unauthorized use, such as connecting with websites
that contain sexually explicit, racist, violent or other
offensive material.
Notwithstanding the foregoing, nothing in this policy shall
be construed to limit, in any way, your rights under any
applicable federal, state or local laws, including, but not
limited to the National Labor Relations Act and your right to
organize or engage in protected concerted activity, including
the discussion or sharing of information related to wages,
hours, or other terms and conditions of employment.
Compliance
All associates of the company are expected to comply with
this policy and associated information security directives.
Compliance with policies and standards is mandatory.
Security policies must be applied so that security measures
fully comply with the laws and regulations applicable to the
speciclocation.Penaltiesfornon-compliancemayinclude
disciplinary action up to and including termination.
Additionally,certainbreachesofthispolicymaysubject
associates to civil and criminal penalties depending upon the
nature of the offense.
INTERNET SECURITY POLICY
The Internet has been a useful tool for associates for many
years. It has provided information and communications that
have assisted many associates in the performance of their
jobfunctions.Ithasbecomepartofoureverydaylifeatwork
and home.
As with other company systems and equipment, the internet
is to be used as authorized for company business and
other approved uses, in accordance with company policy
including its policy on the Acceptable Use of Company
Information Technology Assets. The company depends upon
thegoodjudgmentofitsassociatestousetheinternetin
accordance with Timken policies and instructions, as well as
any applicable laws and regulations. Compliance is required
regardless of whether Timken has implemented technical
CONDUCT AND RESPONSIBILITIES
ASSOCIATE HANDBOOK 2019
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methods to block prohibited uses. At any time and without
prior notice, company management reserves the right to
examineelectronicmailmessages,lesonpersonalcomputers,
webbrowsercacheles,webbrowserbookmarksandother
information stored on or passing through company computers.
The review access is used to assure compliance with internal
policies, assist with internal investigations, and is required for
the management of company information systems.
If you are authorized to use the internet, use it according
to this policy (refer to the Global Information Security and
Compliance or by clicking here. [http://timkenetprod.inside.
tkr/content/Organization/CorporateCenters/IT/InfoSec/Pages/
default.aspx]). Do not use the company’s internet connections
or resources for inappropriate or unauthorized use, such as
connecting with websites that contain sexually explicit, racist,
violent or other similarly inappropriate material. If you use
Timken internet access and equipment for inappropriate or
unauthorized uses, it is a violation of company policy and may
result in discipline up to and including termination.
Company Right to Monitor and Access
In order to ensure the company’s electronic communications
systems are being utilized for lawful and acceptable uses,
the company reserves the right to access, intercept, monitor,
copy,reviewanddownloadanycommunicationsorlesyou
create or maintain on these systems, including but not limited
to monitoring chat groups, blogs and news groups, reviewing
material downloaded or uploaded by associates, reviewing
e- mail and voicemail sent and received by associates, and
reviewing associates’ access and use of the internet. As a
condition of access to these systems, associates waive any
right to privacy in anything they create, store, send or receive
on company electronic communications systems. Therefore,
you should not expect that any information sent, received or
stored on these electronic communications systems is private
orcondentialinanymannerwhatsoever.
As set forth above, users must recognize that their e-mail
use, access to the internet and access and use of all electronic
communications systems provided to them by the company are
notcondentialinnature.Therefore,associatesmustexercise
caution and discretion in their communications and treat all
e-mail and other communications and uses as if they were
being disclosed to other individuals. Associates must notify
management of unsolicited, offensive materials received by any
associate on any of these electronic communications systems.
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Notwithstanding the foregoing, nothing in this policy shall
be construed to limit, in any way, your rights under any
applicable federal, state or local laws, including, but not
limited to the National Labor Relations Act and your right to
organize or engage in protected concerted activity, including
the discussion or sharing of information related to wages,
hours or other terms and conditions of employment.
Privacy Legislation
In some countries, the collection, storage, use and disclosure
of personal information, and the transfer of personal and/
orcustomerinformationtoothercountries,maybesubject
to privacy legislation and restrictions. Please contact your
manager/supervisor or legal services if you have questions
regarding the protection of personal information or the
transfer of personal information to another country.
Policy Violations
Violations of this policy can result in disciplinary action,
uptoandincludingtermination,forassociates.Fornon-
associates, violations can result in contract termination and
otherremediesasallowedbycontractand/orlaw.Failureby
the company to previously pursue any act which a violation
of this policy is (or otherwise tolerate such violation) prior to
the effective date, set forth above, is not a waiver of the
company’s right to pursue and discipline a user for a violation
of this policy after the effective date.
Questions
Questions regarding this policy should be directed to Legal
Services.
SECURITY INCIDENT REPORTING
The company takes seriously any threats – real or
suspected – to the security and integrity of company
property, including protected information. Associates must
immediately report all actual or suspected instances of
unauthorized access to protected information or other
company property; any inappropriate use, disclosure,
alteration or destruction, as well as potential threats
(e.g.hackers,computerviruses,re,highwinds,etc.)to
protected information or other company property; obvious
information security control weaknesses; or any theft or loss
of protected information or other company property.
CONDUCT AND RESPONSIBILITIES
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Such reports should be made to the manager/supervisor
of the area, Information Security and Compliance and to
the appropriate local security department. If anonymity is
required, associates may call The Timken HelpLine at
1-800- 846-5363, or a web report can be submitted at
www.timkenhelpline.com.
If the incident involves immediate loss of corporate
information or property or danger to human life due to
hazards,weather,reornaturaldisaster,thecorporateor
the appropriate local security department must be contacted.
If you require additional information or if you have any
questions or suggestions regarding this policy, please contact
Security Services at (234) 262-2100 or vnet 220-2100.
TRADING IN STOCK
There are two versions of this statement of policy. This
version is for distribution to all Timken salaried and
hourly associates. A more stringent policy is distributed to
executives who are more likely to have access to material,
non-public information.
Use and Disclosure of Material, Non-Public Information
Restricted
In the course of your employment at The Timken Company,
you may have access to material, non-public information
regarding Timken, its subsidiaries, its customers, its
prospective customers or other individuals and/or companies.
This material, non-public information may include matters
aboutthecompany’snancialcondition,itsstrategicplans
(including acquisitions) or other important events that could
affect the market price of the company’s securities. All such
informationmustbekeptcondentialandnotdisclosed,
except as may be necessary in the performance of your
specicjobduties.
This policy is designed to make associates more fully aware
of the prohibitions against improper use and disclosure of
material, non-public information. It applies to all stock or
security trades consummated by associates, whether in
company stock and securities, or stock and securities of
customers, suppliers or others.
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Examples of Material, Non-Public Information
In general, information is “non-public” until it is publicly
disseminated, which can occur by the issuance of a press
release,disclosureinadocumentledwiththeSECor
through a public Web cast.
Non-public information is generally deemed to be material
if a reasonable investor would consider it important
orsignicantinadecisiontobuy,holdorsellstockor
securities. Although the materiality of information may vary
depending on the circumstances of each case, the following
information about a company is almost always considered
material:
• Earnings,dividendsorothernancialinformation;
Proposed acquisitions, divestitures, mergers, tender
offers,jointventuresandtakeovers;
Proposed new security issues;
Substantial purchases, sales, borrowings or other
similar corporate action;
Liquidity or cash problems;
Pending discoveries or new product launches;
• Obtainingorlosingamajorcontractorcustomer;
• Informationconcerningsignicantchangesin
the business or personal lives of senior-level
management;
• Theexistenceofandrisksassociatedwithsignicant
threatened or pending litigation; and
• Signicantregulatoryproceedingsandgovernmental
investigations involving the company.
This list is not exhaustive and depending upon the
circumstances, other information can be material. You should
always treat information as material if you have any reason
to believe that it may be important. When in doubt, call the
Corporate Secretary.
CONDUCT AND RESPONSIBILITIES
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Transactions Involving Company Stock—Prohibited Acts
Trading on Inside Information Prohibited
All associates are prohibited, by law, from trading (buying
or selling) stock or securities of any company while the
associate is in possession of material, non-public information
about that company. This prohibition applies regardless of
the dollar amount of the trade or the source of the non-public
information.
“Tipping” Prohibited
Exceptwhennecessaryinthecourseofperformingjob
duties, all associates are prohibited from disclosing to
anyone, including family members, any material, non-public
information about any company. Also, all covered associates
are prohibited from making buy or sell recommendations to
anyone based on such “inside information.
“Stop Loss” Orders Prohibited
Associates are prohibited from placing “stop loss” or “limit”
orders involving company stock.
However, exceptions regarding limit orders may be made,
with prior approval from The Timken Company Legal
Department, in cases where limit orders:
1. Do not exceed two weeks;
2. Do not extend past the open window period; and
3. Are made by covered associates not in possession of
material, non-public information. If material, non-
public information is acquired at any time during the
two week period, the limit order must be cancelled.
Speculative Trading Prohibited
Associates are prohibited from engaging in any speculative
transactions involving company stock or securities including:
1. Buying or selling puts or calls;
2. Short sales; or
3. Purchase of company stock on margin.
ASSOCIATE HANDBOOK 2019
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CONDUCT AND RESPONSIBILITIES
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Transactions Totaling More Than $25,000 in Six (6)
Months Require Prior Approval
Any associate not in possession of material, non-public
information who wishes to engage in a transaction involving
more than $25,000 of company stock within a six-month
period must adhere to the process below. If you are
liquidating shares of The Timken Company from the ESOP
stock fund in your 401(k) account and you are not an insider,
then this requirement does not apply for such transaction(s).
Please remember, however, that you should always be
mindful of insider trading laws, and never conduct Timken
Company stock-related transactions when in possession of
insider and/or non-public information.
Step ConrmviaemailtoHansalPatel,Corporate
1 Secretary of the company, that you are not in
possession of insider and/or non-public information.
The Corporate Secretary will, in turn, provide
you with authorization to conduct stock-related
transactions for up to a two-week period. After two
weeks, another approval is required. Transactions
must not be initiated until your authorization is
conrmed.
Step Submit the appropriate Trade Acknowledgement
2 Form-Stockor401(k)–priortoinitiatingthe
trade.*
CONDUCT AND RESPONSIBILITIES
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*Sample Trade Acknowledgement Forms for Trading In
Company Securities
FORMFOR401(k)-RELATED TRANSACTIONS
Notes:
1. Stock Transfers Greater than $25,000 – Complete this
portionoftheTradeAcknowledgementFormifyouarean
insider and are conducting transfers involving the ESOP stock
fund when such transfers are in excess of $25,000 within a six-
month period.
2. 401(k) Transactions – Complete this portion of the Trade
AcknowledgementFormifyouareanInsiderandwishto
conduct a transaction within your 401(k) plan.
401(k) TRANSACTIONS
TRADE ACKNOWLEDGMENT FORM
FOR TRADING IN SECURITIES OF THE TIMKEN COMPANY (TKR)
I, _________________________________, desire to consummate a trade in shares of The Timken Company (“Timken”). I hereby verify
that I am not in possession of any material, non-public information concerning The Timken Company or any of its affiliates.
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401(k) TRANSACTIONS
1
(Check all that apply.)
Number of Stock Fund
Units, Percent or Amount if
applicable
Buy Timken Company (TKR) Shares in 401(k)applicable only to
eligible plans
Sell Timken Company (TKR) Shares in 401(k)
Take out a 401(k) loan
Pay off a 401(k) loan
401(k) rebalance
Receive dividends on stock held in ESOP
Reinvest dividends on stock held in ESOP
2.
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(Send email to Hansal Patel - [email protected]or Christine Przybysz - christ[email protected] -
confirming that you are not in possession of any material, non-public information concerning The Timken Company
or any of its affiliates.)
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(benefits@timken.com or 4500 Mount Pleasant Street NW, WHQ-04, North Canton, OH 44720)
__________________________________________ __________________
Signature Date
*
Non-insiders: You must follow Steps 1-3 above if your transactions will total $25,000 or more within a six-month period. This does not
apply to purchases made pursuant to your existing allocation. Please remember, however, that you should always be mindful of insider trading
laws, and never conduct TKR stock-related transactions when in possession of insider and/or non-public information.
3/1/19
(Print your full name here.)
ASSOCIATE HANDBOOK 2019
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FORMFORSTOCK-RELATEDTRANSACTIONS:NON-401(k)
3/1/19
INSIDER STOCK TRANSACTIONS
TRADE ACKNOWLEDGMENT FORM
FOR TRADING IN SECURITIES OF THE TIMKEN COMPANY (TKR)
I, __________________________, desire to consummate a trade in shares of The Timken Company (“Timken”). I hereby
verify that I am not in possession of any material, non-public information concerning The Timken Company or any of its
affiliates.
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STOCK OPTION EXERCISES (Check and complete all that apply.)
Number of Shares
Stock Swap
1
Surrender of shares of stock for option cost
Surrender of shares of stock for taxes
Option Exercise
2
Cash Exercise
Cashless for Cash
Cashless Hold
MISCELLANEOUS (Not within 401(k) plan)
Number of Shares
Open Market Sale
Open Market Purchase
Gift
Other
1
Stock Swap - A form of a cashless exercise transaction in which shares of Company stock already owned are delivered by attestation
(to verify the number of shares held) in lieu of cash to pay for the stock option exercise.
2
Option Exercise - There are two types of cashless exercises. If you elect a “Cashless for Cash” exercise, all of the shares will be sold and
after paying the exercise price, taxes, and any fees, the participant receives the remaining proceeds. If you elect a “Cashless Hold”
exercise, the broker will sell just enough shares to cover the exercise cost, taxes, and fees, and you will retain the remaining shares.
Although The Timken Company Insider Trading Policy prohibits Company Insiders (“Covered Associates”) from placing limit orders on
Timken securities, exceptions to the Policy may be made, with prior approval from The Timken Company Legal Department, in cases
where limit orders 1) do not exceed two weeks 2) do not extend past the open window period and 3) are made by Covered Associates
not in possession of material, non-public information. If material, non-public information is acquired at any time during the two-week
period, the limit order must be cancelled.
2
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.
(Send email to Hansal Patel - [email protected]or Christine Przybysz [email protected] - confirming that
you are not in possession of any material, non-public information concerning The Timken Company or any of its affiliates.)
3
3
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.
(Danieta Cargnel - [email protected], 4500 Mount Pleasant Street NW, WHQ-04, North Canton, OH 44720)
____________________________________________ _______________________
Signature Date
*
Non-insiders: You must follow Steps 1-3 above if your transactions will total $25,000 or more within a six-month period. Please remember,
however, that you should always be mindful of insider trading laws, and never conduct TKR stock-related transactions when in possession of
insider and/or non-public information.
(Print your full name here.)
CONDUCT AND RESPONSIBILITIES
ASSOCIATE HANDBOOK 2019
53
CR-2
Permitted Transactions
Except as stated above, associates who are not in possession
of material, non-public information may trade in company
stock whenever they choose. However, the preferred and
safest time is during designated window periods.
Preferred Window Periods for Trading Company Stock
Window periods typically occur every quarter, commencing
onthethirdbusinessdayfollowingthereleaseofnancial
results and concluding at the end of that month. Window
periods are not guaranteed.
To determine exact dates, contact Hansal Patel, Corporate
Secretary. Trading during these window periods will help to
avoid any appearance of impropriety.
401(k) Plan Purchases
Transfers out of the company stock fund portion of the
covered associate’s account under the plan, the taking out
of loans from the plan and the repayment of loans from
the plan should never be entered into when the covered
associate is in possession of material, non-public information.
Purchases or transfers into the company stock fund are no
longer permitted. Should any questions arise about this
policy or its application to a particular transaction, you should
contact Hansal Patel, Corporate Secretary.
Individual Liability
Individuals who violate this policy may be violating the law.
Penalties provided by law include criminal liability (prison
termupto20yearsandcriminalneupto$5,000,000per
violation for individuals) and civil penalty (up to three times
theprotgainedorlossavoided).
WORKPLACE DATING/ROMANCE
Timken does not prohibit workplace romances
between associates. The company does desire to avoid
misunderstandings,actualorpotentialconictsofinterest,
complaints of favoritism, possible claims of sexual
harassment, and the associate morale and dissension
problems that can potentially result from romantic
relationships involving associates in the workplace.
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54
CONDUCT AND RESPONSIBILITIES
CR-2
When, in the opinion of the company, personal relationships
createaconictofinterest,causedisruption,createa
negative or unprofessional work environment, or present
concerns regarding supervision, safety, security or morale, the
company will take appropriate action to address the situation.
Associates involved in a workplace romance should promptly
disclose the relevant circumstances to their supervisor or
human resources representative so that a determination can
be made as to what appropriate actions, if any, should be
taken. The supervisor or human resources representative
willcontactAssociateRelationsforanaldetermination.The
determination will be made based on the circumstances and
canincludeactionsresultinginjobtransfersorterminationof
employment.
Failuretodiscloseaworkplaceromancepursuanttothis
policy may lead to disciplinary action, up to and including
termination.
JOB FACTS
AND GENERAL INFORMATION
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JOB FACTS AND GENERAL INFORMATION
JOB FACTS AND GENERAL INFORMATION
This section is intended to give you the information you
need to be familiar with your role as an associate. Many of
thefollowingpoliciesaregeneralinnature.Foradditional
informationonspecicpoliciesorpracticesastheyrelateto
you and your facility, contact your manager/supervisor or
human resources representative.
ABSENCE
Absence affects all of us. When one associate fails to meet
his/her schedule, the work of other associates and the
company may suffer. That is why it is important for each of us
to take our work schedules seriously.
Weallunderstandthatoccasionalabsenceforillnessorinjury
will occur, and we want associates to take the time they need
to get better. However, habitual absenteeism—authorized or
unauthorized—is not acceptable, and corrective action may be
taken. The same is true for habitual tardiness or early leaves.
In general, please remember:
It is important for you to report for work on time and
be ready to start when your scheduled work period
begins. Others are counting on you.
If you are absent from work without authorization
forvedaysorthenumberofdaysspeciedatyour
facility, or if the company determines your absence is
unauthorized, you are considered as having voluntarily
quit the employ of the company.
You are expected to remain at work for the entire
length of your workday, unless you have otherwise
secured an approved leave to depart early. Should you
decide to leave your workday prior to its conclusion
without appropriate approval, your early departure will
be deemed an absence as well. If you must leave work
for any reason before the end of the workday, you
must notify your immediate manager/supervisor so
that proper coverage, if necessary, may be secured.
Foradditionalinformationonthispolicyasitrelatestoyour
facility, contact your manager/supervisor or human resources
representative.
Reporting Unavailability for Work
If you must call off, contact your manager/supervisor as soon
as you know and prior to your start time.
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Return-To-Work Examination
The purpose of this examination is to ensure that the
associate is able to perform the essential functions of his/her
occupation upon return to work.
Associates Returning to Work Following an Injury or
Illness
Prior to return, associates will need to contact a human
resource or medical services representative at his/her
location to determine whether a medical examination is
warranted, when they:
1. Wereabsentve(5)ormoreconsecutivelyscheduled
workdays due to illness.
2. Were absent one (1) or more consecutively scheduled
workdaysbecauseofaninjury.
3. Contracted any contagious/communicable disease that
a health care professional has advised you to report
to your employer.
4. Were admitted to hospital (not outpatient or
emergencyroomcare)becauseofanillnessorinjury
at any time.
5. Had any surgical procedure, even if no work days
were missed, the associate was not scheduled
to work, or took vacation time, if there could be
an adverse effect on workplace safety or if an
accommodation is required.
6. Wereinjuredwhileparticipatinginacompany-
sponsored recreational program.
7. Have received new medical restrictions or
requirements that could have an adverse effect on
workplace safety or that require an accommodation.
At the time of the examination the associate should provide a
written statement from their treating physician stating:
1. Approval for return to work including the effective
date.
2. Work restrictions, if any.
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ACCIDENTS
If you are involved in an accidentwhileintheofce,
plant or in the course and scope of your employment,
report to your supervisor/manager or a medical services
representative at your location immediately, unless unable.
An accident report should be completed as soon as
possible. If you need medical treatment and company
medical services are not available, you must report the
injury/accidenttoyoursupervisor/managerorsecurity
services, and arrangements will be made for transportation
to a medical facility.
BADGES/SECURITY IDENTIFICATION
A security ID badge was provided to you when you were
hired. As a protective measure for you and the company, you
may be required to show this security badge upon entering a
company facility or at any time while on company premises.
You are required to prominently display your security badge
while on company premises. The Timken Company personnel
including security services, payroll and a supervisor/manager
alsomayaskyoutoshowthisidentication.Non-exempt
associates may enter a company facility no more than 30
minutes before the start of their scheduled shift and should
exit no later than 30 minutes after the end of their scheduled
shift.
Ifyouforget,loseormisplaceyouridentication,contact
security or human resources immediately for temporary
identication.Ifyoursecuritybadgeispermanentlylost,you
may obtain a new badge from security services or human
resources. A fee may be charged for replacement.
BULLETIN BOARDS
A main source of information about your company is your
manager/supervisor. You should, however, make it a practice
to look at the bulletin boards. Information about work
schedules, company activities, information required by
lawandotherofcialpostingsareplacedontheseboards.
Notices of general interest are posted there. Items placed on
anygeneralplant/ofcebulletinboardmustbeapprovedby
the appropriate management representative or the human
resources representative. Departmental bulletin boards must
be properly maintained, and all postings must be approved
by the manager of the department.
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CELLULAR (CELL) PHONES – PERSONAL PHONES
The following information about cell phone usage provides
general guidelines for the company. You should also consult
your local human resources representative for any additional
applicable local policies.
Use of cell phones during working time and in working areas is
prohibited unless authorized by your manager/supervisor. As
with other personal property, associates bring their cell phones
to work at their own risk. The Timken Company will not be
responsible for any damage to, or loss or theft of, any personal
cell phone brought onto company premises.
Cell phones may not be used for picture taking, audio recording
or video taking of any Sensitive Company Information as
denedinthishandbook,including,butnotlimitedto,
equipment,documents,processesoranyothercondentialor
proprietary company property without authorization from your
manager/supervisor for business reasons.
Nothing in this policy shall be construed to limit, in any way,
your rights under applicable federal, state or local laws,
including, but not limited to the National Labor Relations Act
and your right to organize or engage in protected concerted
activity, including the discussion or sharing of information
related to wages, hours, or other terms and conditions of
employment. Such rights include, but are not limited to, actions
for the purpose of documenting potentially unsafe equipment or
working conditions.
The image-capturing (picture or video) or audio recording
capabilities in cell phones should not be used in areas such as
locker rooms or restrooms. If an associate must take a cellular
phone into a locker room or restroom area that cellular phone
should be limited to use which does not infringe upon the
reasonable expectation of privacy other associates have when
using the area.
Use of Cellular Phone Capability While Driving
The company is concerned about the safety of its associates
and the dangers of distracted driving. The Timken Company
prohibits:
Hand-held cell phone usage while operating a company
vehicle;
Hand-held usage of a company-issued cell phone while
operating a personal vehicle;
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Hand-held cell phone usage while driving on company
business, regardless of whether the cell phone and/or
vehicle are owned by the associate; or
Hand-held cell phone usage to conduct company
business while driving, regardless of whether the cell
phone and/or vehicle are owned by the associate.
This includes, but is not limited to, answering or making
phone calls, engaging in phone conversations, listening to
voice mail messages, and reading or responding to e-mails or
text messages.
Although this policy does not prohibit cell phone usage with
“hands-free” equipment or similar equipment, except where
such “hands-free” use is prohibited by law, associates should
be very aware that there are still risks associated with such
use.
Associates are encouraged to:
Turn cell phones off or put on silent or vibrate before
starting the car;
Pull over to a safe place if a call must be made
or received or to check e-mail, voicemail or text
message while on the road;
Consider modifying voicemail greeting to indicate
that you are unavailable to answer calls or return
messages while driving;
Inform clients, associates and business partners of
this policy as an explanation of why calls may not be
returned immediately.
Any illegal use of a motor vehicle while performing company
business, including the use of a cell phone while driving
where such use is illegal, is strictly prohibited. Associates
whoarechargedwithtrafcviolationsforanyreasonwhile
engaged in company business will be solely responsible for all
liabilities resulting from such actions. Violations of this policy
maybesubjecttodisciplineuptoandincludingtermination.
COMMUNITY VOLUNTEER ENGAGEMENT
Timken encourages associates to help make the world a
better place by being an active volunteer in communities
where they live. Volunteering not only provides the chance
to shape the world around you, it can also offer professional
development opportunities as outlined in our leadership
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pipeline guidelines. Evaluation of such opportunities should
be discussed with your manager.
Ifyourvolunteerinvolvementconictswithyournormal
work hours, you must have approval from your manager to
be away from work. This applies to your personal volunteer
commitments as well as company-supported or company-
led events or initiatives like Junior Achievement, United Way
or Habitat for Humanity. If these teams meet during your
normal work hours, prior manager approval is required. It is
in your manager’s discretion to determine if this time away
will be permissible.
Forinformationregardingcommunityopportunitiesorifyou
are interested in posting community information, please
contact your local community relations coordinator or human
resourcesrepresentative.ForinformationaboutTheTimken
Company sponsorship, please contact your manager or the
Communications Department in North Canton, Ohio.
CONTINUOUS IMPROVEMENT – ASSOCIATE
INVOLVEMENT
Your involvement in continuous improvement is vital to
thesuccessofthecompany.Youshouldbendingand
implementing better ways to serve our customers more
efciently.Atalltimes,yourmanagersarereadytohear
ideasyoumayhavefordoingyourjobbetter.Associates’
suggestions have provided ways to improve the quality of
our products, increase the productivity of our equipment,
reduce costs, improve communications, manage associate
relations issues, and maintain a good safety program—all
ofwhichmakesjobsmoresecure.Wheneachofusdoes
ourjobaccurately,inatimelymannerandusingonlythose
resources absolutely necessary, the company can satisfy
the requirements of its current customers and gain new
customers.
DRESS CODE POLICY
Note: The following information provides general guidelines
for the company. You should also consult your local human
resources manager for any additional applicable local policies.
Clothing should be appropriate and support the general
image of the company. Each associate is relied upon to use
hisorherowngoodjudgmentinchoiceofclothing.
In cases where clothing or appearance does not fully meet
the expectation for appropriate attire, it is the responsibility
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of the management of each department or area to review
this with the associate(s) involved and see that corrective
action is taken.
Manufacturing Environment
In the manufacturing environment, certain standards of dress
arerequiredtoensuresafe,efcientoperations.Associates
working near machinery are not permitted to wear loose or
ragged clothing, loose skirts or dresses, rings, necklaces,
beads, wrist watches or bracelets. Shoes must be closed-
toed, closed-heeled, and cannot be made totally of canvas
material. Shirts must be worn in the plants at all times.
Ofce Environment
Ifyouareanassociatewhoworksinanofceenvironment
you have the ability to “dress for your day”. How you dress
depends on your work activities, as well as the people you
or your department will interact with on any given day. Our
policy enables you to show your individuality while exercising
good-judgment,knowingthathowyourepresentyourself
reectsonyou–andthecompany.
Appropriate Examples:
In general, clothing items that are clean, neat and convey
asenseofprofessionalismandeffectivenessinyourjobare
appropriate for the workplace. Jewelry, makeup, perfume,
cologne, tattoos, and piercings when worn or displayed
need to be in good taste. All associates should be cognizant
of potential allergies and sensitivities to certain aromas
and chemicals in perfumes and colognes and use these
substances with restraint.
Clothes that are ironed, clean, and neat
• Formalskirts(kneelengthorlonger)
• Formalpants,khakis,well-ttingjeans(i.e.,nottoo
tight or baggy) of a dark and uniform color (i.e.,
unfaded)
Timken-branded polo shirt with collar
Non-athletic shoes
Inappropriate Examples:
Clothing that works well for the beach, yard work, dance
clubs, exercise sessions, and sporting events is generally
not appropriate for the workplace. Clothing that reveals
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too much (e.g., your back, your chest, your stomach, your
undergarments, etc.) is not appropriate.
Dirty or ripped clothing
• Ripped,baggy,orfrayedjeans
Short skirts (skirts more than one inch above the
knee)
Shorts, cargo pants
• Spandex,joggingsuits,sweatsuits,workoutclothing,
beachwear
Tank tops, low-cut or backless blouses and any
clothing item exposing the midriff area
Any t-shirts without a collar
Shirts with offensive or politically-charged logos or
slogans
• Flipops,sneakers,orsportsandals
Hats or head coverings (special circumstances should
be discussed with management)
On any given day, you will see suits, business casual and
jeansbecausetheanswerofhowtodresswillbedifferent
for every employee, every day of the week. Remember,
all casual clothing is not suitable for work. Here are some
general guidelines that may help:
If you have a meeting with customers who normally
wear business attire, you should wear a suit or dress.
If you have a meeting with customers who normally
wear casual attire, you should consider wearing
dressierjeansandablazer.
If you are representing the company at a local
networking event in the business community, you
should consider wearing a suit or dress.
If your day’s more low-key or only involves other
Timkenemployees,jeansandanicepoloshirtor
sweater are appropriate.
If you are representing the company while
volunteering in the community, consider wearing more
casualattire,aTimkent-shirtperhapsandjeansthat
do not have holes.
• Ifyoujustlikedressingupforwork,youcandressup
whenever you choose.
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The information contained in this section is provided for
guidance only and meant to help you when deciding what
is generally acceptable and unacceptable attire choices.
No dress code can cover all situations so you must exert a
certainamountofjudgmentinyourchoicesofworkclothing.
If you are feeling uncertain or have questions, please ask
your manager or your human resources representative.
If clothing or other attire fails to meet these standards,
as determined by the associate’s manager or a member
of human resources, proper action will be taken, which
may include discussions with the associate or requiring the
associate to change clothes, or other measures. Recurring
offenses may lead to disciplinary action, up to, and including,
termination.
EDUCATIONAL REIMBURSEMENT PROGRAM - POLICY
Afundamentalobjectiveofthecompanyistoachieveand
sustainprotablegrowthandoperationalexcellence.
Developing our associates’ skills is critical to our success,
and we recognize that a university-based degree program
may be an integral component of an associate’s development
plan. The company is committed to supporting cost-effective
continued education that is aligned with the company’s core
businessobjectives.
The Educational Reimbursement Program (ERP) is intended
to reimburse tuition and covered expenses for degreed
programs that meet the other requirements discussed in
this policy. University courses for business-related training
not intended to lead to a degree are not within the scope
of the ERP and are to be addressed by manager/supervisor
approval in the same manner as other types of approved
training.
TheERPisofferedaccordingandsubjecttotherulesand
conditions provided in this policy. Participation is at the
discretion of the company as exercised by its management.
The company intends to continue the ERP, but it reserves the
right to amend, suspend or terminate the ERP at any time, in
whole or in part. An associate’s participation in the ERP does
not constitute a contract of employment, give rise to any
expectation of continued employment, promotion or increase
in compensation, or diminish the right of either the associate
or the company under applicable law to terminate the
employment relationship at any time, with or without cause.
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Foreligibilityrequirementsanddetailedpolicyinformation,
please view Timken home page and search for Educational
Reimbursement Program
EMPLOYMENT POLICY
The company’s human resources philosophy emphasizes
placingqualiedcandidatesinpositionsinourplants
andofces.Duringourselectionprocess,werefertothe
following policies concerning equal employment opportunity,
the hiring of relatives, the rehire of former associates,
and serious illness. These guidelines are followed with the
ultimategoalbeingtoplacequaliedcandidatesineachopen
position.
At-Will Employment Policy
Each associate’s employment with Timken is voluntary and
associates are free to resign at any time with or without
notice. Likewise, Timken is free to end any employment
relationship at any time, with or without cause, and with or
without notice.
Accordingly, the company makes no promise that your
employment will continue for a set period of time or that
your employment will be terminated only under particular
circumstances. The relationship between the company and its
associates is one of voluntary employment “at-will.
Only the General Counsel of the company possesses the
authority to enter into any agreements contrary to this
At-Will Employment Policy. If the General Counsel chooses
to enter into an agreement altering the at-will nature of
your employment, a written agreement, signed by both the
associate, or the associate’s representative, and the General
Counsel will be executed to document the relationship. No
associate may rely upon any oral comments made by any
company representative, including the General Counsel,
or any written agreements that fall short of containing the
signedagreementoftheGeneralCounseltojustifyanyclaim
that the at-will relationship has been altered.
Any statements contained in this handbook or any other
handbooks, manuals, employment applications or any other
materials provided to applicants and associates do not and
cannot modify this policy. None of these documents, whether
standing alone or combined, are to create an express or
impliedcontractofemploymentforadeniteperiod,nor
any express or implied contract concerning any terms or
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conditions of employment. Similarly, company policies
and practices are not to be considered as creating any
contractual obligation on the company’s part or instituting a
requirementthatterminationwillonlyoccurfor“justcause.”
Anystatementsrelatingtospecicgroundsfordiscipline
or termination set forth in this handbook or any other
documents are examples only, not all-inclusive lists and are
not intended to restrict the company’s rights to terminate
associates under this policy section of the handbook.
Career Opportunities
Timken encourages associates to be involved in the
management of their own career path. Associates should
keeptheirtalentprolesinMySuccessupdatedinorderto
facilitate career discussions and opportunities. In addition,
associates can search for, apply to, and manage internal
career opportunities by using the careers page in MySuccess.
Formoreinformationregardingcareerdevelopmentor
open positions, please contact your human resources
representative.
Equal Employment Opportunity Policy
The Timken Company is committed to providing a work
environment free from all types of unlawful discrimination
and harassment, including sexual harassment and
harassment based on an individual’s race, religion, color,
national origin, ancestry, age, disability, genetic information,
gender or gender identity, sexual orientation, protected
veteran status or any other basis protected by applicable
law. Accordingly, the company will not tolerate unlawful
discrimination, sexual harassment or any other types of
unlawful harassment. It is also the company’s policy to
prohibit any and all forms of retaliation against any individual
who has complained of harassing or discriminatory conduct
or participated in a company or agency investigation into
such complaints.
The Company abides by all local, state and federal laws
regarding equal employment opportunity. Every person
whoappliesforajoborwhoworksforthecompanywillbe
consideredsolelyontheirqualicationsandperformancein
connection with all employment decisions, including but not
limited to recruitment, hiring, placement, compensation,
benets,promotions,terminationandallotheraspectsof
employment. All employment decisions will be made without
regard to an individual’s race, religion, color, national origin,
ancestry, age, disability, genetic information, gender or
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gender identity, sexual orientation, protected veteran status
or any other basis protected by applicable law.
The company does not, and will not, tolerate any
discrimination or harassment, and any associate violating this
Equal Employment Opportunity Policy or the Policy Against
Harassment, set forth elsewhere in the associate handbook,
issubjecttodisciplinaryaction,uptoandincluding
termination.
Accommodating Qualied Individuals with Disabilities
The company does not discriminate against applicants or
associates with disabilities, against applicants or associates
who are associated with a disabled person (e.g. an
applicant’s child, parent, ward, etc.) or against applicants
or associates, regardless of sex, who are caregivers of a
disabled person.
Infurtheranceofthecompany’sconvictionthatallqualied
individuals are entitled to the opportunity for equal
employment opportunity, any associate who believes he
or she needs an accommodation because of a physical or
mental disability should request such accommodation(s), if
able to in writing, from the human resources department.
In connection with your request, representatives of the
human resources department will meet with you to discuss
your functional limitations and how to address such
limitationstoallowyoutoperformyourjobduties.Aspart
of this process, human resources representatives may ask
you to provide documentation as to the underlying condition
andspeciclimitationsfromyourhealthcareprovider.The
ultimate goal of this meeting and process is to allow human
resources to provide you with a reasonable accommodation
ofyourdisability(i.e.adjustmentsorassistancetoallow
you to perform your essential functions at an acceptable
performance level, if warranted under the circumstances).
If you have further questions about this policy or if you
believe you have experienced disability discrimination,
contact the human resources manager as soon as possible,
call the Timken HelpLine, use the Open Door Policy, or follow
the steps outlined under Reporting Misconduct (all of these
procedures are set forth in the handbook). To the extent
possible,allsuchinquirieswillbetreatedcondentially.
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Hiring Relatives Policy
While it is the policy of The Timken Company to encourage
capable relatives of associates to seek employment with the
company, it is also the intent of the company not to create a
conictorapparentconictofinterest.Noimmediaterelative
of an associate will be hired when it results or is reasonably
likely to result, in the associate directly or indirectly
being responsible for the supervision, evaluation, salary
recommendations or promotional opportunity of a relative.
To ensure that the company will have an effective workforce,
the consideration of whether a relative of a current associate
can be hired will be based upon the following considerations:
1. Theassociate’sjoblevel.
2. The relationship of the applicant to the associate.
3. Thelocationofthejobvacancytobelled.
Immediate relatives as a general rule will not be hired
in the same department or under the same functional
Director; however, each situation will be evaluated on a
casebycasebasis.Forthepurposeofthispolicy,immediate
family includes an associate’s spouse, father, mother, sons,
daughters, brothers, and sisters.
An independent review will be made on a case by case basis
for associates currently employed by The Timken Company
who become related by way of marriage or otherwise during
the course of the employment. The company will have the
naldecisionontheresolution.
Rehire Policy
Formerassociateswhovoluntarilylefttheiremploymentat
the company may be considered eligible for re-employment.
Typical examples of situations where an associate separated
from the company and may be considered for rehire include:
Pursuit of additional education;
Relocation with spouse;
Domestic responsibility (i.e. the full-time care of
children,elderlyparentsorasicknessorinjuryat
home that requires full-time attention); and
Employed part-time and quit due to the expiration of
a temporary assignment or because they were able
to secure full-time employment opportunities not
otherwise offered by the company.
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If former associates wish to be considered for rehire, they
must follow the same procedures as any other applicant.
They will be considered for re-employment along with other
applicantsasjobvacanciesoccur.Rehiresmustbeapproved
by Associate Relations.
FAMILY & MEDICAL LEAVE ACT (FMLA)
The company is committed to complying with the federal
FamilyandMedicalLeaveActandanyotherapplicablestate
lawrelatedtosimilarleaves.Forfurtherinformation,please
refer to the Total Rewards Handbook or contact your Human
ResourcesrepresentativeorTheTimkenCompanyFMLA
administrator.
Eligibility Requirements
AssociatesareeligibleforFMLAleaveiftheyhavebeen
employed by the Company for at least one year, for 1,250
hours over the previous 12 months,* and at a worksite with
at least 50 associates within 75 miles of that worksite.
* Special hours of service eligibility requirements apply to
airlineightcrewemployees.
Basic Leave Entitlement
IfyouareeligibleforFMLA,youmaytakeupto12weeks
ofunpaid,job-protectedleaveduringarolling“12-month
period”(denedbelow)forthefollowingreasons:
• Forincapacityduetopregnancy,prenatalmedical
care or child birth;
To care for the associate’s child after birth, or
placement for adoption or foster care;
To care for the associate’s spouse, son or daughter, or
parent, who has a serious health condition; or
• Foraserioushealthconditionthatmakesthe
associateunabletoperformtheassociate’sjob.
Notes:
A “child” means a biological, adopted or foster child, a
stepchild, a legal ward or a child of a person standing
in loco parentis, who is either under the age of 18, or
18 and older and “incapable of self-care because of a
mental or physical disability.
A spouse includes a same-sex spouse who meets the
denitionofspouse.
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• A“serioushealthcondition”isanillness,injury,
impairment, or physical or mental condition that
involves either an overnight stay in a medical care
facility or continuing treatment by a health care
provider for a condition that either prevents the
associate from performing the functions of the
associate’sjoborpreventsthequaliedfamily
member from participating in school or other
dailyactivities.Subjecttocertainconditions,the
“continuing treatment” requirement may be met by
a period of incapacity of more than three consecutive
calendar days combined with at least two in- person
visits to a health care provider or one in-person visit
and a regimen of continuing treatment, or incapacity
due to pregnancy, or incapacity due to a chronic
condition.
The determination of when or how additional
treatments or visits, or a regimen of continuing
treatment is necessary within the 30-day period will
be made by the health care provider. Other conditions
maymeetthedenitionofcontinuingtreatment.
• FMLAleavetakenforchildbirthorplacementfor
adoption or foster care expires at the end of the
12-month period beginning on the date of the birth or
placement.
A husband and wife both employed by the company and
eligibleforFMLAleavearepermittedtotakenomorethan
a combined total of 12 weeks in a 12-month period for
childbirth, adoption/foster child placement, to care for the
child after birth or placement, or to care for a parent with
a serious health condition. However, this does not preclude
either associate from using the remainder of the 12 weeks
forotherFMLA-qualifyingevents.
Military Family Leave Entitlements
Eligible associates with a spouse, son, daughter, or parent
on covered active duty or call to active duty status in the
National Guard, regular Armed forces, or Reserves may use
their 12- week basic leave entitlement to address certain
qualifying exigencies (“qualifying exigency” leave). Qualifying
exigencies may include certain military events, arranging for
alternativechildorparentalcare,addressingcertainnancial
and legal arrangements, attending certain counseling
sessionsandattendingcertainreintegrationbriengs.
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FMLAalsoincludesaspecialleaveentitlementthatpermits
eligibleassociatestotakeupto26weeksofunpaid,job-
protected leave to care for a covered service member during
“asingle12-monthperiod”asdenedbelow(“military
caregiver” leave). A covered service member is 1) a current
memberoftheArmedForces(includingtheNationalGuardor
Reserves) who is undergoing medical treatment, recuperation
or therapy, is otherwise in outpatient status, or is otherwise
onthetemporarydisabilitylistforaseriousinjuryorillness;*
or2)aveteranoftheArmedForces(includingtheNational
Guard or Reserves) who was terminated or released under
conditions other than dishonorable at any time during the
5-yearperiodpriortotherstdatetheeligibleassociate
takesFMLAleavetocareforthecoveredveteran,andwho
is undergoing medical treatment, recuperation, or therapy
foraseriousinjuryorillness.*Anassociatetakingmilitary
caregiverleaveislimitedtoacombinedtotalFMLAleave
entitlement of 26 work weeks, with the associate being able
to use up to 12 of those 26 work weeks for birth or adoption/
foster child placement, to care for a child after birth or
placement, to care for a spouse, son, daughter, or parent
with a serious health condition, because of the associate’s
own serious health condition, or for qualifying exigency
leave.
* The FMLA denitions of “serious injury or illness”
for current service members and veterans are distinct
from the FMLA denition of “serious health condition.”
Ifyouhavequestionsconcerningthisdenitioncontactthe
FMLAAdministrator.
Forpurposesofmilitarycaregiverleave,ahusbandandwife
bothemployedbythecompanyandeligibleforFMLAleave
are permitted to take no more than a combined total of 26
weeks in a 12-month period for childbirth, adoption/foster
child placement, to care for the child after birth or placement,
to care for a parent with a serious health condition, or for
military caregiver leave.
Leave Calculation: “12-Month Period”
YourFMLAleaveallotmentfor“basicleave,”including
qualifying exigency leave, is calculated on a rollback-year
basis and assessed with each new leave request. Any time
offonFMLAduringthe12monthspriortothestartdateofa
new leave will be deducted from your leave allotment. Except
inthecaseofmilitarycaregiverleave,yourFMLAleave
allotment never exceeds 12 weeks in a 12-month period.
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Forpurposesofmilitarycaregiverleave,the“single
12-monthperiod”beginsontherstdaytheassociatetakes
FMLAleavetocareforacoveredservicememberandends
12 months after that date. If the associate does not take all
26 work weeks of leave, the remaining part of his or her 26
work weeks of leave entitlement is forfeited.
Use of Leave
FMLAleaveusuallywillbetakenforaconsecutiveperiod.
However, leave can be taken intermittently or on a reduced
leave schedule when medically necessary due to a serious
health condition of the associate, the serious health condition
of the associate’s spouse, son, daughter or parent, or the
seriousinjuryorillnessofacoveredservicemember.
Associates must make reasonable efforts to schedule leave
for planned medical treatment so as not to unduly disrupt
the company’s operations. Leave due to qualifying exigencies
may also be taken on an intermittent basis.
AnassociateisnotentitledtoutilizehisorherFMLAleaveon
an intermittent or reduced leave basis for the care of a child
after birth, adoption or foster care placement.
In the case of childbirth, leave for female associates for
incapacity due to childbirth will count toward the 12-week
leave entitlement. Once the period of incapacity has expired,
the female associate may take the remaining balance of the
12 weeks as unpaid leave to care for the child, provided
herFMLAentitlementhasnotbeenexhaustedduringthe
12-month period. Eligible spouses, who both work for The
Timken Company, are limited to a combined 12 weeks of
FMLAleaveinthe12-monthperiodforthebirthofasonor
daughter and bonding with the newborn child.
Substitution of Paid Leave for Unpaid Leave
Associates may choose or the company may require use of
accruedpaidleavewhiletakingFMLAleave.Inordertouse
paidleaveforFMLAleave,associatesmustcomplywiththe
company’s normal paid leave policies.
Vacation use is required for all intermittent and reduced
scheduleFMLAleavearrangements.Inthesecases,vacation
andFMLArunconcurrently.
Associate Responsibilities
Associates must provide 30 days advance notice of the need
totakeFMLAleavewhentheneedisforeseeable.When30
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days’ notice is not possible, the associate must provide notice
as soon as practicable and generally must comply with the
company’s normal call-in procedures.
Associatesmustprovidesufcientinformationforthe
companytodetermineiftheleavemayqualifyforFMLA
protection and the anticipated timing and duration of the
leave.Sufcientinformationmayincludethattheassociateis
unabletoperformjobfunctions,theexistenceoftherequired
family relationship, the family member is unable to perform
daily activities, the need for hospitalization or continuing
treatment by a health care provider, or circumstances
supporting the need for military family leave.
Associates also must inform the company if the requested
leaveisforareasonforwhichFMLAleavewaspreviously
takenorcertied.Itwillbetheassociate’sresponsibility
to inform their supervisor/manager or human resources
representativeofanyimpendingFMLAleave.Associates
alsoarerequiredtoprovideacerticationandperiodic
recerticationsupportingtheneedforleave.
Employer Responsibilities
The company will inform associates requesting leave whether
theyareeligibleunderFMLA.Thisnoticewillspecifyany
additional information required as well as the associate’s
rights and responsibilities. If the associate is not eligible, the
notice will provide a reason for the ineligibility.
The company will inform associates if leave will be designated
asFMLA-protectedandtheamountofleavecountedagainst
the associate’s leave entitlement, if known. If the company
determinesthattheleaveisnotFMLA-protected,the
company will notify the associate. The designation of your
leave request will be documented in writing and will be given
to you.
Certication of Health Care Provider
Certicationfromahealthcareproviderisrequiredfrom
allassociatesrequestingFMLAleavefortheirownserious
health condition, for the purpose of caring for a spouse, child
or parent with a serious health condition, and for the care
ofanillorinjuredcoveredservicemember.Youcanobtain
acerticationformfromyoursupervisor/manager,your
humanresourcesrepresentative,orbycontactingtheFMLA
administrator.
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Youmusthavetheapplicablecerticationformcompleted
by the health care provider within 15 calendar days from
the date you request leave. If extenuating circumstances
delay the return of the form, you must communicate that
information prior to the end of the 15-day time period.
Barring extenuating circumstances, failure to provide a
completedcerticationwithin15daysmayresultindelayor
denial of your leave request.
The company is not obligated to pay for the initial
certicationorsubsequentrecertication.Thisincludesany
paperwork fees the health care provider may charge. The
company may request a second opinion at its own expense if
thereisaquestionaboutthevalidityofthecertication,ora
thirdopinioniftherstandsecondopinionsdiffer.
Appropriate documentation will be required for all military
qualifying exigency leave requests.
Benets and Protections
Yourstatus,rateofpayandbenetswillbemaintained
duringyourunpaidFMLAleavetotheextentrequiredby
law.Youwillcontinuetoreceivegrouphealthbenetsduring
the term of the leave as long as you continue to pay your
portion of access fees, if applicable, according to the payroll
deduction schedule and related practices. Please refer
toyourapplicableplandocumentorcontactthebenets
team at bene[email protected] for an explanation of further
opportunitiesthatyoumayhavetocontinueyourbenets.
Bylaw,theuseofFMLAleavecannotresultinthelossof
anyemploymentbenetthataccruedpriortothestartof
yourleave.UponreturnfromFMLAleave,mostassociates
must be restored to their original or an equivalent position
withequivalentpay,benetsandotheremploymentterms
as more fully set forth under the heading “return to work”
below.
Return to Work
During your leave, you may be required under appropriate
circumstances to report periodically about your leave status
and intent to return to work.
If you are on leave due to your own serious health condition,
youmustobtainandpresentatnessfordutycertication
from the health care provider that you are capable of
performingtheessentialfunctionsofyourjob.Youmusthave
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your health care provider complete a return to work form
(available through the disability plan administrator) or other
documentation satisfactory to the company.
UponreturnfromFMLAjob-protectedleave,youwillbe
restored to your original position or an equivalent one with
equivalentpay,benetsandotherconditionsofemployment
to the extent required by law. However, you are not
entitled to a greater right to reinstatement than if you had
beencontinuouslyemployedduringleave.Forexample,
FMLAleavecannotguaranteejobrestorationintheevent
ofworkforcereductionorshiftelimination.Further,the
companyreservestherighttollyourpositiontemporarily
during the term and duration of your leave.
The company reserves the right to deny restoration to any
“key” associate if it determines that substantial and grievous
injurywillresultifthekeyassociateisreinstated.Akey
associate is a salaried associate eligible for leave who is
among the highest paid 10 percent of all associates within 75
miles of the worksite.
Associates who do not return to work as soon as they are
able shall be considered to have resigned. Also, associates
who fail to notify the company of an inability to return to
work following the expiration of leave will be considered to
have resigned.
Unlawful Acts by Employers
FMLAmakesitunlawfulforanyemployerto:
Interfere with, restrain, or deny the exercise of any
rightprovidedunderFMLA;
Terminate or discriminate against any person for
opposinganypracticemadeunlawfulbyFMLAorfor
involvement in any proceeding under or relating to
FMLA.
Enforcement
AnassociatehascertainrightsundertheFMLARegulations;
theymayleacomplaintwiththeU.S.DepartmentofLabor
or may bring a private lawsuit against the company.
Other Applicable Law
FMLAdoesnotaffectanyfederalorstatelawprohibiting
discrimination, or supersede any state or local law or
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collective bargaining agreement, which provides greater
family or medical leave rights. Local state leave laws may
have different eligibility requirements, criteria governing
leave,andamountsofleave.Ifanassociate’sleavequalies
asleaveunderboththeFMLAandlocalstatelaw(suchas
theCaliforniaFamilyRightsAct,forCaliforniaassociates),
then the leave used will run concurrently under both laws
and count against the associate’s entitlement under both
laws.Forfurtherinformation,pleaserefertojurisdiction-
specic/locallawaddendumsorcontactTheTimken
CompanyFMLAadministrator.
FIRE PROCEDURE
Foryoursafety,youshouldbeawareofandadhereto
allevacuationprocedures.Fireextinguishersarelocated
throughout the facility. Please familiarize yourself with
theirlocations.Ifreoccursinyourvicinity,report
thereimmediatelybydialingextension3911,orthe
number designated at your facility. In some facilities,
youmayberequiredtodialanoutsidelinerst.Please
familiarize yourself with the requirements in your facility.
Donotattempttoextinguishthereuntilyourstreport
theemergency.Ifyouuseareextinguisher,reportit
immediatelytoyourmanager/supervisorsothatthere
extinguisher may be recharged or replaced as needed.
FOOD SERVICE
The company has provided an eating facility where food and
beverages may be purchased. If you bring your own food,
you are invited to use the eating facilities. Eating periods
depend on department work schedules.
GARNISHMENTS
Garnishments are attachments on your pay for an unpaid
debt. We are required by law to withhold a portion of your
wages due when a garnishment has been served on the
company. Such garnished wages can only be released to
you upon receipt by the company of an order from the court
issuing the termination.
Unless otherwise prohibited by law, associates having
garnishmentsbymorethanonejudgmentcreditorinany
twelve-monthperiodwillbesubjecttodisciplinaryaction,up
to and including termination.
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HELPLINE
The company is proud of its long-standing reputation for
integrity,ethicsandrespectforthelaw.Formorethan100
years, your personal integrity has been critical in maintaining
our company’s impeccable reputation. Your voice is equally
important. Anytime you have concerns regarding possible
unethical behavior, share them with your supervisor,
manager or a member of our human resources team or call
the Timken
HelpLine, toll-free, day or night at 1-800-846-5363 or
1-888-732-1439. You may also report your concerns to the
HelpLine via e-mail by logging onto www.timkenhelpline.com.
Calls and e-mails may remain anonymous.
Some examples of situations that you should speak up
about include:
Anti-trust compliance;
• Conictsofinterest;
Discrimination or harassment;
Environmental or safety concerns;
Health care fraud and abuse;
Illegal drug or alcohol abuse;
Improper export or import activity or other regulatory
violations;
Inappropriate gifts or gratuities;
Industrial espionage;
Insider trading;
Questionable accounting or auditing practices;
Theft or misuse of company or personal property; and
Threats of violence.
The Timken HelpLine is a toll-free phone number that you
can call if you are not comfortable discussing your concerns
face-to-face. The HelpLine is available around the clock,
every day. No call tracing or recording devices are ever used
and, if you wish, you may remain completely anonymous.
When you call the Timken HelpLine, a trained communication
specialist, who is not employed directly by the company,
will ask you a series of questions to better understand your
concern. The specialist will prepare a report that is forwarded
to the appropriate company representative for review and,
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if necessary, investigation. At the end of your call, you will
begivenauniqueidenticationnumberandacall-back
date, after which you may follow-up on your report. Simply
referencetheidenticationnumberwhenyoucall.Ifadditional
information is needed from you, you will be asked for it when
you call back.
The company will not tolerate any retaliatory act directed
toward any individual who utilizes the HelpLine to raise a
good faith concern or issue. If the company determines that
an individual has engaged in retaliation, that misconduct will
result in disciplinary action, up to and including immediate
termination.
The HelpLine is not intended to be a substitute for meaningful
communication between you and your supervisor or manager.
If you have questions or concerns regarding normal operating
procedures or suggestions for making your workplace more
comfortableorefcient,pleasetakethemdirectlytohimor
her.
HOURS OF WORK
Your scheduled hours of work are assigned by your manager/
supervisor, and your work assignments depend on your team’s
work schedule. You are expected to be ready to work at the
start of your shift and work until the end of your shift. When
overtime is required, an associate is expected to cooperate.
HOUSEKEEPING
Allassociatesareexpectedtokeeptheplantandofcesclean
to have a better, safer, more pleasant place to work. This
includes workstations, parking lots, lockers and general areas
oftheofcesandplantgrounds.
INSPECTION
Timken is concerned about maintaining security, protecting
company property and protecting associate property. The
company reserves the right to search company premises and
persons at any time without prior notice, including associates,
visitors, suppliers or vendors, entering or leaving the
premises.
Searches of the work premises may include, but are not
limitedto,anassociate’sdesk,locker,lesandcabinets,even
if locked. Searches may also include the person’s belongings,
such as briefcase, lunch box, packages, containers, outer
clothing, purses, backpacks and vehicles even if locked.
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The company may deny entry to the premises to anyone
refusingtosubmittoasearch.Failuretocooperateina
search will result in disciplinary action up to and including
termination.
INVENTIONS, DEVELOPMENTS AND DISCOVERIES
An associate’s responsibilities may involve inventing,
discovering, improving or developing new technology,
products or ideas for the company. To the maximum extent
allowed by law, all inventions, ideas, improvements and
developments, which an associate shall make or have during
the period of his or her employment with the company, and
which relate to any facet of the company’s business, are the
property of the company. Associates agree to assign all such
inventions, improvements, discoveries, developments and
the like to the company and to sign all assignments, oaths,
declarations, applications of Letters of Patent and any other
papers or documents that may be reasonably required by
the company with respect to any inventions, discoveries,
improvements, developments and the like. In addition to this
policy, associates may be bound to abide by supplemental
policies or agreements related to associate inventions,
discoveries and developments.
ITEMS NOT ALLOWED ON COMPANY PREMISES
Forreasonsofsafetyandsecurity,youarenottobring,use
orhaveinyourpossessionrearms,weaponsofanykind,
explosives, alcohol, or any controlled substance (including
marijuana)asdenedinthishandbook,oncompany
premises at any time except where it is otherwise expressly
permitted under federal and/or state law.
Possession of cameras, radios, recording devices and other
electrical appliances on company premises is authorized only
by special permission. Where such devices are connected
with cell phones, laptops and the like, no unauthorized use
of these items will be permitted. Cell phones and other
recording devices may not be used for picture taking, audio
recordingorvideotakingofanycondential,proprietaryor
sensitiveinformationasdenedinthishandbook,orina
manner that violates any right of an associate, at any time
while during working times and in working areas without
authorization from your manager/ supervisor.
Nothing in this policy shall be construed to limit, in any way,
your rights under applicable federal, state or local laws,
including, but not limited to the National Labor Relations Act
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and your right to organize or engage in protected concerted
activity, including the discussion or sharing of information
related to wages, hours, or other terms and conditions of
employment.
JOB TRAINING
Youreceivethoroughtrainingforthejobthatyouaretodo.
Inmanycases,yourtrainingisonthejobandcomesfrom
anotherdesignatedandqualiedassociate.Theinstruction
helps you develop the information and skill necessary
to perform the work to which you are assigned. You are
encouraged to request more instruction whenever you feel it
canbenetyourwork.
JURY DUTY AND SERVING AS A SUBPOENAED WITNESS
Youareexcusedfromworkfordaysyouserveonajuryor
as a subpoenaed/ disinterested witness in a court of law. You
are paid your regular salary for each day served, if you were
scheduled to work that day and were physically able to report
to work.
To help in arranging work assignments, let your manager/
supervisorknowassoonaspossibleaboutyourjuryduty
or disinterested witness notice, when you are scheduled to
serve, and approximately how long you expect to be gone,
and provide a copy of your summons/subpoena.
You are to report for work on any regularly scheduled work
dayonwhichyouarenotscheduledtoserveasajuroror
witness. The court furnishes you with a written statement
uponyourdischargefromthejuryoryourdischargeasa
witness.Itshowsthenumberofdaysyouservedasajuror
or as a subpoenaed witness. This statement is to be given to
your manager/supervisor.
LACTATION POLICY
The Timken Company shall provide lactating individuals a
private location and time for expressing milk, to the extent
required by applicable federal or state law. Reasonable time
awayfromthejobshallbepermitted,whichshallbeunpaid
unless otherwise required by wage and hour laws. A private,
clean and secure room will be established for expressing at
each facility upon request. The room should be designated
as a lactation room. If a plant has a medical department, the
medical facilities could be utilized. Restrooms should not be
utilized unless there is a separate area away from the toilets
and should only be used when other options are unavailable.
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The storage and refrigeration of the milk is the responsibility
of the individual, unless otherwise required by local law. The
individual can bring a personal, insulated cooler and keep
it with her personal belongings. Arrangements for time off
thejobmustbeapprovedbytheindividual’ssupervisoror
manager.
LEAVING THE COMPANY
We hope that your employment with the company is mutually
satisfactory. However, you are free to resign at any time for
anyreason,justasthecompanyisfreetoterminateyour
employment at any time, with or without cause.
If you choose to leave the service of the company for any
reason, you should advise your manager/supervisor at least
two weeks before the last day you intend to work. If you are
a member of the Executive Pay Group, you should advise
your manager no less than four weeks prior to your last
day. Your manager/supervisor would then arrange an exit
interview for you with a human resources representative.
One of the purposes of this interview is to review with you
theexpirationdatesofyourbenets.Youarerequiredtosign
an exit statement form. The signing of this form enables the
company to complete its record of your employment. Your
continuing obligations to the company with respect to any
condentialinformationthatyoumayhaveacquiredduring
your employment are also reviewed at that time.
Upon your termination, you are responsible to account for
and return: your security ID badge; company-issued credit
cards; computer equipment; cell phone; and all materials,
blueprints,specications,memoranda,diaries,notebooks
and other documents pertaining to the company’s business
you received or prepared in the course of your employment.
Once these items have been returned, every effort is made
toprepareyournalpayassoonaspossible,inamanner
consistent with applicable law.
LOCKERS AND STORAGE SPACES
You may have a locker or storage space provided for your
use. The company maintains the right to inspect your storage
space and locker, even if locked. If valuables are kept in your
storage space or locker, it is suggested that you keep them
locked.
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LOST AND FOUND
If you believe that you have lost articles on the company’s
premises, report the loss to your manager/supervisor. The
company does all that is possible to assist in locating the lost
article. However, the company does not assume responsibility
forpersonalproperty.Ifyoushouldndanyarticles
belonging to someone else, give them to your manager/
supervisor. Additionally, many of our facilities have lost and
found areas within the security department.
MEDICAL PASSES
Associates who become ill while working at the company and
need to go home or to see their doctor can do so upon proper
noticationoftheirmanager/supervisor.Inlocationswhere
medical services are available, your manager/supervisor may
require you to see a medical representative before leaving.
AssociateswhoareinjuredonthejobneedtoseeMedical
Servicespersonnelbeforeleavingwork.Forplant/facility
locations that do not have an on-site clinic, associates who
areinjuredonthejobneedtoreporttheaccidenttotheir
manager/supervisor or human resources representative
before leaving. Associates should refer to the previous
section of this handbook titled “Accidents” for procedures in
the event of an accident.
MEDICAL SERVICES
The Company maintains, or contracts with, facilities to
provide medical services that are supervised by licensed
healthcareprofessionals.Anyassociateorjobapplicant
may be required to undergo a medical examination when
permitted by applicable law. These exams may be required
by law, or necessary to determine a person’s ability to
perform the essential functions of the position in which they
are currently employed, to which they are returning or being
considered for.
Accurate and up-to-date medical information is essential
duringemergencysituations.Forthisreason,itisimportant
for you to report any change in your medical condition that
could affect your safety or the safety of co-workers. This
includes reporting to medical services any prescriptions you
are taking that could affect workplace safety due to their
potential side effects.
FollowingtreatmentorevaluationataTimkenCompany
medical clinic or contracted medical facility, you may
be provided with a statement concerning your physical
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condition. Prior to your return to work this form must be
immediately returned to your manager/supervisor.
Condentiality
Your Timken Company clinic medical records will be kept
condentialasrequiredunderTheFamilyMedicalLeave
Act(FMLA),theAmericanswithDisabilitiesAct(ADA),the
Genetic Information and Nondiscrimination Act (GINA), the
Occupational Safety and Health Act (OSHA), state laws on
patient privacy, and any other applicable laws. In most cases,
Medical Services will obtain your consent prior to disclosing
any of your medical information. However, there are some
instances in which your medical information may be disclosed
withoutyourconsent.Forexample,thecompanyorathird
party may need your medical information for treatment
purposes, to determine whether you can do the essential
functionsofyourjob,ortodeterminewhetheryoucan
work without posing a direct threat. Medical Services may
also be required to disclose your medical information to the
company or a third party in certain situations concerning a
work-relatedillnessorinjury,aworkplace-relatedmedical
surveillance, or as otherwise required by law. If permitted by
law, we may also disclose an associate’s medical information
to the extent necessary to address situations involving
falsicationofinformationbytheassociate.
MILITARY SERVICE
Enlistment or Induction
If you engage in a period of service in the United States
ArmedForces,youmayqualifyforre-employment,
depending upon the length of your period of service in the
uniformed services and other factors. As far in advance as is
reasonable under the circumstances, you or an appropriate
ofcer,asdenedbyfederallaw,shouldgivenoticeofyour
intent to enter a period of service in the uniformed services
to a human resources representative. If your length of
service requires you to apply for re-employment, you should
contact a human resources representative following your
releasewithinthetimeperiodspeciedbylaw.
National Guard or Military Reserve
The Timken Company is proud to employ members of the
UnitedStatesArmedForces.Accordingly,thecompany
has made the decision to provide a pay differential to
compensate members of the uniformed services for certain
types of military duty. You may be entitled to be paid an
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amount equal to your daily regular wages minus your pay
from the National Guard or the military reserve for each
day you normally would have been scheduled to work. This
is called military differential pay. In order for The Timken
Company to correctly calculate your pay for the time missed
from work for qualifying military duty, you must present to
ahumanresourcesrepresentativeyourofcialmilitarypay
statement showing the dates you were present for duty, the
exact number of days you were present for duty, and your
rateofbasepayperday.Failuretotimelysubmitmilitary
pay statements will result in a delay in processing your pay
and failure to submit this information within three (3) months
fromyourrstdayofyourreturntoworkaftermilitaryduty
may result in failure to receive military differential pay. Time
compensated in this manner will not be used to calculate
your regular rate of pay for overtime purposes.
Training Duty
If you are a member of the National Guard or Reserve and
you are required to perform annual training, you are entitled
tomilitarydifferentialpayuptoatotaloffteen(15)days.
If you are required to perform other types of military training
(not including basic military training or other initial training),
you may also qualify for military differential pay. Prior to
performing such training duty, you should consult with your
human resources representative to determine if you are
eligible for military differential pay.
Active Duty
As a member of the uniformed services, you may also
be ordered to active duty for extended periods of time.
Timken associates ordered to active military service for
certain deployments in direct support of combat operations
mayqualifyfordifferentialpay.Uponnoticationofyour
impending order to active duty, you should consult with your
human resources representative to determine if you are
eligible for military differential pay. Associates called to active
duty for any reason will be re-employed in accordance with
the requirements set forth under state and federal law.
Civil Emergencies
A Reservist or member of the National Guard ordered to
active duty by a duly authorized civil authority in response
toacivilemergency,suchasatornado,ood,storm,
earthquake or other natural disaster, or to respond to a riot
or some other civil disturbance, will be reimbursed by the
company for the amount of differential pay up to a total of
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fteen(15)days.Ordersmustbeissuedbyacompetentcivil
authority: Governor of the State or President of the United
States. When you return to work following a civil emergency,
you should report to a human resources representative for
instructions.
Whenever you are ordered to perform any type of military
service, you must consult with your human resources
representative and provide them with a copy of your orders
or other document signed by an appropriate authority before
leaving for military service. Please refer to the Uniformed
Services Employment and Re-employment Rights Act
(USERRA)forclaricationofyourrightsandobligationswhen
performing and returning from military service.
NOTARY PUBLIC
Occasions may arise when you require the services of a
Notary Public. If your plant/facility provides this service, you
may obtain it free of charge by contacting a human resources
representative.
OPEN DOOR POLICY
There may be times when you have a problem, question or
complaint. Management needs and wants to be aware of
theseissues.OurOpenDoorPolicyisanafrmationofour
belief that people are entitled to receive answers to their
concerns from their immediate manager/supervisor, and they
have the right to take questions further if they believe they
have not received proper consideration.
The Open Door Policy consists of these general guidelines:
1. You may consult with your own manager/supervisor
whenever you need help, information or advice. He
or she works with you every day and should be in
the best position to answer your questions fairly and
promptly.
2. If you wish to discuss the matter further, you may
wanttotakethesubjectupwithprogressivelyhigher
levels of management or, if you prefer, discuss the
matter with a human resources representative.
3. Associates also have the option of calling the Timken
HelpLine, toll-free, day or night at 1-800-846-5363.
You may also report your concerns to the HelpLine
via email by logging onto www.timkenhelpline.
com. Calls and emails may remain anonymous. The
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HelpLine is not intended to be a substitute for meaningful
communication between you and your manager/
supervisor. If you have questions or concerns regarding
normal operating procedures or suggestions for making
yourworkplacemorecomfortableorefcient,pleasetake
them directly to him or her.
OUTSIDE EMPLOYMENT
Any associate considering holding a second position is expected
to advise his or her manager/supervisor or the human resources
manager. The company may request an associate not take
outsideemploymentiftheoutsidepositionconictswiththe
associate’s company position or prevents the associate from
effectively meeting the performance standards for his or her
position with the company.
The company expects that its work requirements, including any
scheduled or unscheduled overtime, will take precedence over
any outside work. If, as a result of any outside employment, an
associate is unable to maintain an acceptable work performance
standardthatfullysatisesthecompany’sexpectations,the
associatemaybesubjecttodiscipline,uptoandincluding
termination.
PARKING POLICY
Parking spaces are provided near your work area. Parking policies
may vary from facility to facility. Please consult your local human
resourcesrepresentativeforclaricationofyourlocalpolicy.
You should park within the allotted spaces, obey all directional
signs and speed limits, and extend proper courtesies to other
drivers using the parking lot. Should you be involved in an
accident while on company premises, your manager/supervisor
andsecurityservicesmustbenotiedimmediately.
At various facilities, a limited number of parking spaces are
assigned with manager/supervisor approval on the following
basis:
1. Associates with a disability or who need accommodation
due to a pregnancy-related condition. These requests are
reviewed with medical services.
2. Associates who utilize their personal vehicles to travel
daily on company business.
3. Forsecurityandsafetyreasons,associatesrequiredto
work irregular hours on an off shift.
4. Associatejoblevel.
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PASSES TO REMOVE PROPERTY FROM COMPANY
PREMISES
A Package Pass may be required if you wish to remove
company property or some of your personal belongings
from company premises. You should notify your manager/
supervisor in advance to obtain the proper approval to
remove these kinds of items from the premises.
PAY TRANSPARENCY
The company will not terminate or in any other manner
discriminate against associates because they have inquired
about, discussed or disclosed their own pay or the pay of
another associate or applicant. However, associates who
have access to the compensation information of other
associatesorapplicantsasapartoftheiressentialjob
functions cannot disclose the pay of other associates or
applicants to individuals who do not otherwise have access to
compensation information, unless the disclosure is in:
Response to a formal complaint or charge,
• Furtheranceofaninvestigation,proceeding,hearing,
or action, including an investigation conducted by the
company, or
Consistent with the company’s legal duty to furnish
information.
PERSONAL DATA IN MYSUCCESS
We need up-to-date information about you and your family
for our personnel records. Keeping this data current is vital
to you as an associate and might affect your associate
benets,payrolldeductionsorhowquicklyyourfamilymay
be contacted in an emergency.
MySuccess is the company’s human resources information
system. Access to MySuccess enables you to view and/or
update the following personal data:
• CandidateProle
• County
• Education(totheextentitisjob-related)
Emergency Contact
Geographic Preference
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Home Address and home phone - (If you do not have
a phone, provide an alternative telephone number
and indicate whose phone it is.) Being able to reach
you quickly is sometimes necessary.
• TalentProle(professionalmemberships,external
work history, formal education etc., to the extent this
informationisjob-related)
Personal Information (marital status, veteran status,
citizenship, to the extent this information impacts
benetsorisjob-related)
Building code and drop number
• Certicationsandlicenses(totheextentthis
informationisjob-related)
• Languageskills(totheextentthisinformationisjob-
related)
Community involvement (to the extent this
informationisjob-related)
The following can only be viewed through MySuccess:
Cost Center Detail
Pay Information
Job History
Status History
• Training
Please contact your human resources department if you have
questions regarding use of MySuccess.
You should promptly notify your manager/supervisor, the
human resources department at your facility or an associate
benetsrepresentativeofchangesinanyofthefollowing:
Association or disassociation with any of the reserve
componentsoftheArmedForcesoftheUnitedStates
Your name
Marital Status
Number of dependents
Promptnoticationisnecessarytoassureproperbenet
coverage.
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Note:Forbenetspurposes,certainchangesinpersonaland/
or family status, such as marriage, divorce or the birth of a
child,requirethatyounotifythecompanywithinaspecied
timeperiod.Tondoutmoreaboutthesetimelimitations,
contactyourhumanresourcesrepresentative,thebenets
team at bene[email protected], or consult your applicable plan
document.
PERSONAL MESSAGES, MAIL, PACKAGES
Foremergencysituations,youshouldmakesurethat
membersofyourfamilyknowyourassociateidentication
number, department number and the proper telephone
number where you can be reached. It is not practical to
deliver personal messages to you while you are at work. Our
mail service and lobbies are not equipped to handle personal
mail or packages. We, therefore, ask you to mail these items
atalocalpostofceormailbox.Pleasehavepersonalmail
and packages delivered to your home.
PERSONAL PROTECTIVE EQUIPMENT
If the company determines your occupation requires the use
of personal protective equipment to properly protect you from
sicknessorinjury,itisprovidedatnocostorareducedcost
to you in accordance with the prevailing practice at your plant
and local law.
Your supervisor/manager arranges for you to obtain such
personal protective equipment, and you are required to use it
to ensure your safety.
POLITICAL OFFICE
Associates are encouraged to be involved in their
communities. Some of our associates are elected or appointed
topoliticalofcesintheircommunities.Ifworkschedules
permit, or as otherwise required by applicable law, the
companywillapprovereasonabletimeofftoperformofcial
dutiesinanelectivepoliticalofceprovidedthetimeis
arranged for and approved before the absence occurs.
PROBATIONARY PERIOD
When you are hired by the company, you are considered a
probationaryassociateforaperiodoftimespeciedatyour
facility. It is during this period you should establish the good
work habits you want to maintain throughout your career with
the company. You may be transferred, laid off or dismissed
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during this period if it becomes apparent to your supervisor/
manager that the employment relationship between you and
thecompanyisnotonethatisbenecialtoboth.
This policy does not in any way alter the at-will nature of the
employment relationship, which includes the right of either
the associate or the company to terminate employment at
any time, with or without cause.
QUALITY
Quality is one of Timken’s core values, along with Ethics and
Integrity, Teamwork and Excellence. Quality is part of our
overall goal to strengthen the company for future growth.
The need to ensure consistent quality increases as we
continue to grow.
Our quality policy states: “Quality is the cornerstone of our
reputation and is central to the ability of each business to
achieve its mission.
Every associate understands the importance of the Timken
brand (awareness), consistently produces and delivers what
we promise (execution), and takes responsibility for decisions
that impact quality (accountability).
Our commitment to quality will help Timken:
Ensure excellence in all it does;
Deliver lasting value and quality as measured in the
eyes of customers;
Perform consistently; and
Ensure the excellence of its associates.
REFERENCES
Timken does not provide professional references for any
current or former associate, contingent or contract employee
or any third party that may have performed work for the
company. Any current or former associate who requires proof
of employment by Timken, dates of employment or salary
information may direct inquiries to the local human resources
representative. The prohibition regarding professional
references extends to social media sites such as LinkedIn.
Associates may not provide references or recommendations
involving current or former Timken colleagues or a third party
who has performed work at Timken. Personal references
completely unrelated to Timken are at the associate’s own
discretion.
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REPORTING MISCONDUCT
Timken encourages associates to take an active and
afrmativeroleinensuringthelegalandethicalconduct
of all Timken associates. To this end, when an associate
witnesses or discovers conduct that he or she believes
may violate the law, the handbook provisions herein, work
rules or other workplace standards, that associate should
immediately report such conduct to a manager, supervisor or
Associate Relations. Timken will not tolerate any retaliatory
conduct directed toward an associate who has voiced, in
good faith, a concern regarding a violation of any of the
aforementioned standards.
Note: Associates may also use the Timken HelpLine option
by calling (800) 846-5363 or 1-888-732-1439 or via email by
logging onto www.timkenhelpline.com.
SAFETY
All safety regulations are enforced in our facilities. These
are for your own protection as well as for the protection
of your fellow associates. In certain designated areas and
departments of our facilities, approved personal protective
equipment, such as eye and hearing protection, is required.
To obtain prescription safety glasses, it is necessary to
present a copy of your prescription to medical services, your
manager/supervisor, or a human resources representative.
The prescription cannot be more than two years old.
SCHOLARSHIP PROGRAM (TIMKEN GLOBAL)
TheTimkenCompanyCharitableandEducationalFund,Inc.
offers a competitive global scholarship program for sons and
daughters of eligible associates. The Timken Company Global
Scholarship Program is part of the company’s commitment to
recognize achievement inside and outside the classroom and
start the sons and daughters of its associates on their way to
a successful career.
Applications are evaluated by an independent consultant
based upon many areas of achievement, both inside and
outside the classroom.
Details of the program, including eligibility requirements, are
available at http://www.timken.com/scholarship.
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SECURITY PRACTICES/CONFIDENTIAL INFORMATION
Management relies on the good faith and awareness of all
associates for the protection of the company’s assets against
theft, espionage, unauthorized disclosure, acts of violence
and other improper acts. You may be among those associates
who are required to enter into a written agreement with the
company whereby, among other things, you assume legal
obligationstonotdiscloseinformationobtainedincondence
in the course of employment.
If you have any questions regarding these company
practices or your responsibility to the company, refer to
the Information Security Policy section of this handbook or
contact your manager/supervisor.
SMOKING/TOBACCO
Smoking, vaping and the use of tobacco or nicotine products
areprohibitedinallcompanyplantsandofcesunless
approved by the company for smoking cessation. The use
of electronic nicotine or tobacco delivery systems including
but not limited to cigarettes, cigars, hookahs and pipes are
prohibited.Forthesmoke-free,vape-freeand/ortobacco-
free policies that apply at your facility, please contact your
manager/supervisor or human resources representative. This
policy applies to all associates, visitors, temporary workers
and contractors.
SOLICITATION/DISTRIBUTION
No associate is permitted to conduct any type of solicitation
or engage in the distribution of literature in work areas
during “working time.” “Working time” includes the work time
of the associate doing the soliciting or distributing, as well
as the work time of the associate or associates to whom the
soliciting or distributing is directed.
Canvassing, collecting funds, soliciting pledges, circulating
petitions, soliciting membership in any organization or
anyothersimilaractivity,forpersonalprotorcharitable
organizations, is not permitted unless pre-approved in writing
by Associate Relations.
In addition, trespassing, soliciting and distributing literature
by anyone who is not directly employed by Timken are
prohibited on company premises at all times.
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Any individual desiring to do business with Timken must be
handled according to the company’s visitor policy.
Notwithstanding the foregoing, nothing in this handbook
or any of the company policies set forth in this handbook
shall be construed to limit, in any way, your rights under
applicable federal, state or local laws, including, but not
limited to the National Labor Relations Act and your right to
organize or engage in protected concerted activity, including
the discussion or sharing of information related to wages,
hours, or other terms and conditions of employment.
TEAMWORK
Teamwork and cooperation among associates and
departmentsisofthegreatestimportance.Whenyoujoin
the company, you become a member of the team.
TELECOMMUTING
Telecommuting can be an effective management tool that
providesexibilityinmeetingcustomerandassociate
needs and business goals. Timken will assess and evaluate
the option of telecommuting where such alternate work
scheduleswillnotsignicantlyimpactoperational,
departmental or customer requirements. Participants must
complete a telecommuting agreement and receive approval
fromAssociateRelations.Fortheactualpolicy,contactyour
human resources representative.
TIME RECORDING
You can swipe your badge to clock in for your scheduled shift
no more than 18 minutes before your scheduled shift begins
and you can swipe your badge to clock out no later than
18 minutes after your scheduled shift ends. You are not to
perform any work in the plant outside of your scheduled shift
unless authorized by a supervisor. If you should work any
time before or after your scheduled shift, you are required
to let your supervisor know so you may be compensated
properly. If you leave the plant anytime during your
scheduled shift (including lunch periods), you are required to
swipe your badge.
Under no circumstances are you permitted to swipe another
associate’s badge or are you permitted to allow someone else
to swipe your badge for you. Salaried associates who use the
Kronos system must record their work hours appropriately.
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Yourelectronictimecardshouldreectyourexacthours
worked.Allabsences,vacation,adjustmentstoyourwork
schedule, etc. need to be marked accurately.
UNIONS
Your company feels that it is appropriate that you understand
our position concerning you and labor unions. We feel that
unions offer no advantage to you because of our company
practiceofprovidingawiderangeofbenets,excellent
working conditions and a fair salary for your work.
We know that you can express your problems, and we can
understand each other more clearly if a union is not placed
between us. We want you to speak for yourself and directly
to us.
VISITOR POLICY
Access to our premises is limited to persons who have a
legitimate reason to be present. Unauthorized persons,
including personal friends or relatives, may disrupt operations
or even pose a risk to the company or its associates.
All third parties, including but not limited to vendors,
suppliers, contractors, consultants, clients, and all other
non-Timken associates (collectively referred to as “visitors”),
must sign the visitor log found at the reception desk before
being escorted into the facility beyond the reception area.
After completing the visitor log, the visitor will be assigned
a visitor badge, which the visitor must wear at all times
while on company premises. Visitors must be accompanied
at all times while they are on company premises, unless
otherwise authorized by a manager/supervisor. Associates
are responsible at all times for the whereabouts and conduct
of their visitors.
If you notice an unauthorized person, or witness conduct you
deem suspicious, you must immediately report the situation
to your manager/supervisor. If you believe there is a threat
to any individual’s safety, you should call security or the
police immediately.
WORKERS’ COMPENSATION
Workers’Compensationbenetsareprovidedfor
occupationaldiseasesandinjuriesreceivedinthecourse
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ofandarisingoutofyouremployment.Thesebenets,
including medical and hospital care and compensation for
losttimeresultingfromtheinjuryoroccupationaldisease,
are provided to you in compliance with the laws of the state
in which you are working. They are made available through
contributions by the company without cost to you. Contact
your Human Resources representative for more details.
WORKPLACE VIOLENCE
The company is committed to providing a safe workplace for
all associates. To ensure a safe workplace and to reduce the
risk of violence, all associates should review and understand
all provisions of this workplace violence policy.
Prohibited Conduct
Timken does not–and will not–tolerate any type of workplace
violence committed by or against associates. Associates
are strictly prohibited from making threats of violent acts
or engaging in conduct that explicitly or implicitly suggests
violent acts.
The following list of behaviors, while not inclusive, provides
examples of conduct that is strictly prohibited:
Possession of a weapon, including lawfully licensed
concealedcarryrearms(exceptasexpresslyallowed
by law), while on company premises or while on
company business;
• Causingphysicalinjurytoanotherperson;
Making threatening or intimidating remarks
suggestingviolence,bodilyharmorbodilyinjury;
Aggressive or hostile behavior that creates a
reasonablefearofinjurytoanotherperson;
Intentionally damaging employer property or property
of another associate, vendor/supplier, contractor or
other third party; or
Committing acts motivated by, or related to, sexual or
other harassment or domestic violence.
Any associate who displays any of the aforementioned
examples, a tendency to engage in violent, abusive or
physically threatening behavior or who likewise engages
in behavior that the company, in its sole discretion, deems
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similarlyinappropriatewillbesubjecttodisciplinaryaction,
up to and including termination.
Reporting Procedure
Any potentially dangerous situations must be reported
immediately to any manager/supervisor or to human
resources. Reports can be made anonymously and all
reported incidents will be investigated. Reports or incidents
warrantingcondentialitywillbehandledappropriately
and information will be disclosed to others only on a need-
to-know basis. All parties involved in a situation will be
counseled, and the results of investigations will be discussed
with them. The company will actively intervene, to the extent
possible, at any indication of a possible hostile or violent
situation.
The company will not condone any form of retaliation against
an associate for making a report pursuant to this policy and
anysuchretaliationwillsubjecttheoffendingassociateto
disciplinary action, up to and including termination.
Risk Reduction Measures
Hiring. The company takes reasonable measures to conduct
background investigations to review candidates’ backgrounds
to the extent necessary and consistent with and related to
therequirementsofthejobandbusinessnecessity.
Individual Situations. We do not expect associates to
be skilled at identifying potentially dangerous persons.
Associatesareexpectedtoexercisegoodjudgmentand
to inform their manager/supervisor or human resources/
manager if any associate exhibits behavior that could be
a sign of a potentially dangerous situation. Such behavior
includes:
Bringing weapons, including lawfully licensed
concealedcarryrearms(exceptasexpresslyallowed
by law), onto company premises or possessing
weapons while on company business;
Displaying overt signs of extreme resentment,
hostility, aggression or anger;
Making threatening, intimidating or violent remarks;
Displaying irrational or inappropriate behavior.
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Prevention Training. The company requires all associates
to complete workplace violence prevention training. This
training includes an overview of the company workplace
violence program and helps the associates become familiar
with warning signs, stressors, and how to report concerns.
Enforcement
Threats of violence, threatening conduct or statements,
or any other acts or statements of aggression or violence
in the workplace or while on company business will not be
tolerated. Any associate determined to have committed such
actswillbesubjecttodisciplinaryaction,uptoandincluding
termination.
Non-Associates
Non-associates engaged in violent acts on the employers
premises will be reported to the proper authorities and
prosecuted to the fullest extent of the law
ASSOCIATE HANDBOOK 2019
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Q-1
JOB FACTS AND GENERAL INFORMATION
ASSOCIATE HANDBOOK 2019
100
QUESTIONS
ABOUT THE HANDBOOK
ASSOCIATE HANDBOOK 2019
102
QUESTIONS ABOUT THE HANDBOOK
ASSOCIATE HANDBOOK 2019
103
QUESTIONS ABOUT THE HANDBOOK
Forquestionsconcerninganysectionsinthishandbook,
contact Associate Relations at the company’s headquarters.
ASSOCIATE HANDBOOK 2019
104
ASSOCIATE HANDBOOK 2019
105
ASSOCIATE HANDBOOK 2019
106
QUESTIONS ABOUT THE HANDBOOK
4.7M 03-19 :29 Order No. 10888 | Timken
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is a registered trademark of The Timken Company. | © 2019 The Timken Company | Printed in U.S.A.
The Timken team applies their know-how to improve the reliability and performance of machinery
in diverse markets worldwide.The company designs, makes and markets bearings, gear drives,
automated lubrication systems, belts, brakes, clutches, chain, couplings, linear motion products and
related power transmission rebuild and repair services.
www.timken.com