NAIC
Education
Training
Course Catalog
..
NAIC
Education & Training
Course Catalog
The NAIC Education and Training department offers
training and professional development programs to
NAIC members and other interested parties at all levels
of their careers and expertise.
The NAIC introduced the Insurance Regulator
Professional Designation Program in . The program
provides a structured professional development path
based on the NAIC curriculum.
Please note dates, locations, registration fees, and
continuing education credits are subject to change.
For the latest information, please visit naic.org
These symbols indicate:
NAIC Insurance Regulator Professional Designation course
Eligibility for Designation Renewal Credit (DRC)
APIR
Associate Professional in Insurance Regulation
PIR
Professional in Insurance Regulation
SPIR
Senior Professional in Insurance Regulation
IPIR
Investment Professional in Insurance Regulation
Annual Statement Investment Schedules . . . . . . . . . . .
Health Annual Statement Preparation . . . . . . . . . . . . .
Introduction to Statutory Accounting Principles . . . . . . . .
P&C Annual Statement Preparation . . . . . . . . . . . . . . .
SAP Webinar (A) Updates & Hot Topics . . . . . . . . . . . .
SAP Webinar (B) Reporting Updates . . . . . . . . . . . . . .
Schedule P . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Introduction to Catastrophe Modeling . . . . . . . . . . . . .
Introduction to the Insurance Industry . . . . . . . . . . . . .
Ethical Considerations of Insurance Companies . . . . . . .
Ethical Considerations of State Insurance Regulators . . . .
Essential Learnings of the Surplus Lines Market . . . . . . . .
//
Mental Health Parity . . . . . . . . . . . . . . . . . . . . . . . .
Understanding the Federal Legislative
& Regulatory Process . . . . . . . . . . . . . . . . . . . . . . .
//
Professional Writing Secrets—to Write Better,
Faster, Easier . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Foundations of Diversity, Equity, and Inclusion
for Regulators . . . . . . . . . . . . . . . . . . . . . . . . . . .
Introduction to Critical Thinking . . . . . . . . . . . . . . . . .
Practical Manager Program . . . . . . . . . . . . . . . . . . .
Basic Derivatives . . . . . . . . . . . . . . . . . . . . . . . .
Basics of Investing. . . . . . . . . . . . . . . . . . . . . . . .
Capital Markets Quarterly Updates . . . . . . . . . . . . . .
Corporate Securities . . . . . . . . . . . . . . . . . . . . . . .
Derivatives . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
How to Analyze Insurer Investment Portfolios . . . . . . . . .
Municipal Securities. . . . . . . . . . . . . . . . . . . . . . . .
Other Long-Term Invested Assets . . . . . . . . . . . . . . . .
U.S. Government Securities . . . . . . . . . . . . . . . . . . .
Securities Lending and Repurchase Agreements . . . . . . .
/
Regulation of Insurance Products . . . . . . . . . . . . . . . .
Core Legal . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Basic Fraud Investigations . . . . . . . . . . . . . . . . . . . .
Consumer Assistance . . . . . . . . . . . . . . . . . . . . . . .
Foundations of Insurance Regulation . . . . . . . . . . . . . .
Market Analysis Techniques . . . . . . . . . . . . . . . . . . .
Market Conduct Annual Statement (MCAS) Training . . . . .
Market Conduct Examinations . . . . . . . . . . . . . . . . . .
Producer Licensing . . . . . . . . . . . . . . . . . . . . . . . .
Accreditation Update . . . . . . . . . . . . . . . . . . . . . . .
Annual Industry and Risk Alert Updates . . . . . . . . . . . .
Basic Reinsurance . . . . . . . . . . . . . . . . . . . . . . . . .
Climate Change and Risk-Focused Examinations . . . . . .
Effective Coaching Techniques for Financial
Regulators . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Financial Analysis . . . . . . . . . . . . . . . . . . . . . . . .
Financial Analysis Solvency Tools Updates . . . . . . . . . . .
Financial Condition Examiners Handbook Updates . . . . .
Group Capital Calculation Training for Industry . . . . . . . .
Group Capital Calculation Training for Regulators . . . . . .
Introduction to Financial Regulation . . . . . . . . . . . . . .
Introduction to Financial Regulation for
Non-Financial Regulators . . . . . . . . . . . . . . . . . . . .
New Financial Regulator . . . . . . . . . . . . . . . . . . . . .
RBC Updates Webinar . . . . . . . . . . . . . . . . . . . . . .
Regulating for Solvency . . . . . . . . . . . . . . . . . . . . .
Regulating Risk Retention Groups . . . . . . . . . . . . . .
Risk-Based Capital . . . . . . . . . . . . . . . . . . . . . . .
Risk-Focused Examinations . . . . . . . . . . . . . . . . . .
Risk-Focused Exams: The Role of the Actuary . . . . . . . . .
Risk-Focused IT Review . . . . . . . . . . . . . . . . . . . . . .
SERFF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Annual Statement Investment Schedules
This course is designed to assist insurance industry
professionals in determining correct reporting categories for
various types of invested assets. Accounting issues for the
various investments are also presented and discussed.
Online, Self-Paced
Offered weekly beginning in December
Credit Type: DRC
Health Annual Statement Preparation
This course provides practical guidance in the preparation
of this year’s health statement and any current accounting
changes. The topics covered include Assets, Liabilities,
Statement of Revenue, Cash Flow, Analysis of Operations,
and a basic overview of investment reporting.
Online, Self-Paced
Offered in September
Credit Type: DRC
Introduction to Statutory Accounting Principles
This course is designed for regulators who are new to
statutory accounting and insurance companies’ guidelines
concerning financial statement preparation. Enrollees
generally have less than two years’ experience applying
statutory accounting principles. This two-week online course
serves as a foundational introduction to the NAIC’s SAP
series of learning coursework.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
P&C Annual Statement Preparation
This course, designed for those with one to five years of
insurance experience, gives the most up-to-date statutory
accounting and reporting requirements for Property &
Casualty insurers. Topics covered include balance sheet,
income statement, and loss reserves reporting along with
the supporting schedules and exhibits.
Online, Self-Paced
Offered in September
Credit Type: DRC
SAP Webinar (A) Updates & Hot Topics
This webinar presents recent updates and information for
Statutory Accounting Principles. This webinar assists learners
in identifying new and revised statutory accounting guidance
and covers hot topics being considered by the Statutory
Accounting Principles (E) Working Group.
Webinar
Offered in June and December
Credit Type: CPE, DRC
SAP Webinar (B) Reporting Updates
This webinar presents recent updates and information for
reporting Statutory Accounting Principles. The webinar will
help learners identify adopted annual reporting changes,
discuss the Notes to Financial Statement proposed changes
and the related SSAPs and cover annual statement changes
that have been exposed for comment.
Webinar
Offered in September
Credit Type: CPE, DRC
Schedule P
This course provides regulators with a foundation for
analyzing the effectiveness of a company’s reserve
determinations. It also provides insurance company
management with information allowing them to monitor
the company’s loss ratios, performance compared to peer
companies, and the experience of its ceded reinsurance.
Online, Self-Paced
Offered weekly starting in September
Credit Type: DRC
Introduction to Catastrophe Modeling
This introductory-level course is designed to provide a
broad, foundational understanding of catastrophe model
theory. It serves as a starting point in your catastrophe model
learning journey.
The principles and concepts of this course are designed for
regulators with no prior experience in the complex field of
catastrophe modeling. However, it is beneficial to have a
basic understanding of insurance principles and regulatory
frameworks before enrolling.
This course focuses solely on property and casualty lines of
business.
Please note: This course uses introductory terminology which
may differ from verbiage used in specific professions and
industries.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Introduction to the Insurance Industry
This text-based course is designed to provide the
fundamentals of insurance for those new to the insurance
industry. The course provides a working knowledge of
insurance, including its regulation and marketing. The course
also offers a systems-oriented view of how insurance industry
professionals and regulators work together to protect and
meet the needs of consumers.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Ethical Considerations of Insurance Companies
Circumstances sometimes arise that present dilemmas
insurance industry professionals must confront and resolve
while keeping their personal integrity intact. This course is
designed for you to become familiar with general codes
of conduct, guidelines, policies, and laws so that personal
integrity is kept above board and compliant with established
ethical standards.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Ethical Considerations of State Insurance Regulators
Circumstances sometimes arise that present dilemmas
state insurance regulators must confront and resolve
while keeping their personal integrity intact. This course is
designed for you to become familiar with general codes
of conduct, guidelines, policies and laws so that personal
integrity is kept above board and compliant with established
ethical standards.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Essential Learnings of the Surplus Lines Market
This course will build your knowledge of the surplus lines
market and provide you with an understanding of how
it operates. You will learn how and when brokers utilize
the surplus lines market. The week-long course provides
information including an overview of the surplus lines market,
the market’s framework and distribution system, Lloyd’s of
London, and state and federal regulation.
Online, Self-Paced
Offered in December
Credit Type: DRC, PIR
//
Mental Health Parity
This course provides regulators an in-depth overview of
mental health parity and topics that are being discussed in
this area.
Online, Self-Paced
Offered in March and September
Credit Type: DRC
Understanding the Federal Legislative
& Regulatory Process
This course is designed to help regulators get a basic
understanding of the United States Congress and how laws
are made. This course also provides information regarding
strategies used to influence the legislative and regulatory
process as they relate to insurance as well as statutes the
insurance industry must abide by and the role the NAIC plays
in insurance regulation.
Online, Self-Paced
Offered Monthly
Credit Type: DRC
//
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7 Professional Writing Secrets—
to Write Better, Faster, Easier
Do you struggle to write reports, emails, proposals? Learn to
write docs 50% faster—and save 1-2 hours/week with these
7 writing tricks used by professionals, from award-winning
national writing expert Paula Peters. In this fast-paced,
interactive seminar, you will learn to write better, faster,
easier—for any document. Plus, you’ll learn how people read
content today (hint: it’s different from 5 years ago!). Paula has
taught executives and officers from U.S. Strategic Command,
Capitol Hill, Broadway, the Pentagon—and will show you the
“insider” tricks of the trade.
Online, Self-Paced
Offered Monthly
Credit Type: DRC
Foundations of Diversity, Equity,
and Inclusion for Regulators
You may be wondering, “Why is diversity, equity, and
inclusion (DE&I) important to me?” Studies have shown that
an understanding of DE&I concepts create an opportunity to:
• Eradicate prejudice
• Enhance levels of creativity and innovation
• Improve profitability
• Boost employee engagement and retention
• Improve company reputation
• Enhance brand recognition
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Introduction to Critical Thinking
This course is designed to provide a comprehensive
definition of critical thinking. The units of study incorporate
critical thinking, inquiry, and logical fallacies.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Practical Manager Program
The Practical Manager Program is an interactive workshop
designed specifically for managers, supervisors, and
executive-level leaders within state insurance departments.
This NAIC Insurance Regulator Professional Designation
Program, Senior Professional in Insurance Regulation (SPIR)
level course uses real world examples and engaging,
up-to-date content to develop effective leaders for state
departments of insurance. Modules are delivered in person
within a classroom-style setting.
Live, In-Person
Offered On Demand
Credit Type: DRC, SPIR
Basic Derivatives
This course is a primer on fundamental concepts regulators
can draw upon when reviewing derivative instruments. The
course is designed to equip regulators to explain derivatives
and how they are used in investment portfolios, as well as
understand the different types of derivative products found
on an insurer’s financial statement.
Online, Self-Paced
Offered Monthly
Credit Type: DRC
Basics of Investing
This course lays the foundation to understand fundamental
investment concepts regulators draw upon when reviewing
insurance company portfolios. It focuses on the finer
points of investment principles, such as the primary goals
of investing and investment returns. Online, Self-Paced
Offered in May
Credit Type: DRC, PIR
Capital Markets Quarterly Updates
The NAIC’s Capital Markets Bureau holds webinar updates
on a quarterly basis. The Capital Markets Bureau is comprised
of a team of experienced financial services professionals who
provide support to state insurance departments in terms of
capital markets research and insurance company investment
activities.
The quarterly webinars include presentations on recent
trends and developments in the financial markets. After that,
presenters engage with learners with a question-and-answer
session regarding the presentation or other investment
related topics of interest.
The objective is to give learners the benefit of insight and
experience from experts following capital markets, especially
as they relate to insurance companies and insurance
regulation.
Webinar
Offered Quarterly
Credit Type: CPE, DRC
Corporate Securities
During the course, you will participate in a variety of activities
such as lectures, special report article reviews, skill builder
exercises and quizzes.
Online, Self-Paced
Offered in March
Credit Type: DRC, IPIR
Derivatives
This course builds off material covered during the Basic
Derivatives online course. This course takes an in-depth
look at derivative definitions, practical uses of derivatives for
insurers and look at common risks of derivatives for insurers.
Online, Self-Paced
Offered in July
Credit Type: DRC, IPIR
How to Analyze Insurer Investment Portfolios
This course is designed to improve analytical skills and walk
regulators through the tools available to financial analysts
when reviewing an insurers investment portfolio. This course
provides updates on investment products and covers trends
relevant to insurer portfolios.
Online, Self-Paced
Offered in October
Credit Type: DRC, PIR
Municipal Securities
This course provides an overview of Municipal Securities,
discusses financial guarantors and how they are related
the municipal bond market, covers municipal default and
bankruptcy, and looks at fiscal challenges currently facing
state and local governments.
Online, Self-Paced
Offered in November
Credit Type: DRC, IPIR
Other Long-Term Invested Assets
This course introduces important concepts, terms, and
processes associated with other long-term invested assets.
Throughout the course, you will cover various aspects,
starting with a background overview.
You will delve into growth, components, mix, and regulatory
capital requirements. Additionally, this course explores
regulatory and investor concerns surrounding these
assets. Major components and other regulatory oversight
and strategies will be thoroughly discussed to provide a
comprehensive understanding. You will also examine the
Financial Analysis Handbook and the Financial Condition
Examiners Handbook, shedding light on their relevance to
these assets.
Online, Self-Paced
Offered in April
Credit Type: DRC, IPIR
U.S. Government Securities
This course provides an overview of Government Securities
and will examine risks currently facing this class of assets.
U.S. Government Securities include U.S. Treasuries, U.S.
Agency Debt, and securities issued by Government
Sponsored Entities, such as Fannie Mae, Freddie Mac, and
the Federal Home Loan Banks.
Online, Self-Paced
Offered in September
Credit Type: DRC, IPIR
Securities Lending and Repurchase Agreements
This course provides a variety of experiences for learners.
This course will cover securities lending, insurer exposure
to securities lending, repurchase agreements and touch on
recent trends.
Online, Self-Paced
Offered in December
Credit Type: DRC, IPIR
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Regulation of Insurance Products
This course, along with the Product Filing Review Handbook,
is intended to assist state and territory insurance regulators
in maintaining uniformity and consistency in regulating and
enforcing state laws related to the sale of insurance products.
The Product Filing Review Handbook is an easy reference
source to help regulators provide speed to market for
insurers while maintaining a high level of consumer
protection. The Handbook is available from NAIC
Publications through StateNet (login required).
Online, Self-Paced
Offered Weekly
Credit Type: APIR
Core Legal
This course is designed for attorneys and insurance
professionals, who are new to state insurance regulation
become familiar with the various laws that govern the
insurance industry.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Basic Fraud Investigations
This course is designed to assist state and territory insurance
officials and industry professionals in detecting, monitoring,
and investigating insurance fraud, both by and against
consumers. This course covers basic terms and concepts,
how to use available fraud databases provided by the NAIC
and other online search tools in investigations, and how to
investigate agent and consumer fraud.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Consumer Assistance
This introductory course is designed to equip insurance
regulators with an understanding of the consumer assistance
function in an insurance department.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Foundations of Insurance Regulation
This course is designed to provide regulators an introduction
to a broad array of regulatory disciplines. This two-week
online course is the perfect foundation on which to build a
repertoire of regulatory skills and concepts taught in other
NAIC courses.
Online, Self-Paced
Offered Weekly
Credit Type: APIR
Market Analysis Techniques
This course will provide a detailed focus on the analysis of
complaint data and complaint ratios, an in-depth look at the
company market analysis profiles, and an explanation of the
relevance of financial data to market analysis. You will learn
what regulatory action should be initiated in response to
identified problems at a company. You will also gain hands-
on experience navigating, extracting, and analyzing data
from NAIC databases, as well as experience running reports
from the Market Information Systems (MIS).
Online, Self-Paced
Offered Monthly
Credit Type: DRC, PIR
Market Conduct Annual Statement (MCAS) Training
As you know, the Market Conduct Annual Statement (MCAS)
is an important part of insurance regulation. MCAS data is
used by all participating states to review market activity of the
insurance marketplace in a consistent manner. The tutorials
within this course are intended to provide a solid foundation
to efficiently access, navigate, review and update information
within the MCAS system.
Webinar
Multiple sessions offered March – April
Credit Type: CE
Market Conduct Examinations
This three-week online course will cover all aspects of the
Market Conduct Examination. You will learn how to use the
Market Regulation Handbook when conducting an exam,
determine logistical and administrative requirements for an
efficient exam, and identify required elements of a Market
Conduct Examination Report. The course will also cover how
to successfully close a Market Conduct Examination and
ensure a confident mindset throughout the process.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Producer Licensing
This one-week online course takes you from the beginning
of producer licensing, through the integration of current
policies and processes, to initiatives that are on the horizon.
It is an excellent learning opportunity for licensing analysts,
consumer service analysts, market conduct examiners,
fraud investigators, and anyone interested in understanding
producer licensing, policies, and future-shaping technology.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Accreditation Update
Plan to attend this annual webinar to learn about the latest
updates to the NAIC Accreditation Program.
Webinar
Offered in January
Credit Type: CPE, DRC
Annual Industry and Risk Alert Updates
This webinar provides an overview of yearly results, trends,
developments, and current/prospective risks related to each
line of business. Also covered are analytical procedures
analysts can use in identifying insurers’ risk related to industry
results and trends.
Webinar
Offered in June
Credit Type: CPE, DRC
Basic Reinsurance
This course provides information on the fundamentals
of reinsurance, reinsurance contracts, and accounting
for reinsurance. In this course, you will explore the role
reinsurance plays in the insurance market, why companies
purchase reinsurance, and how reinsurance is regulated.
Online, Self-Paced
Offered in June and October
Credit Type: DRC, PIR
Climate Change and Risk-Focused Examinations
This intermediate-level course provides an overview of
the types of severe weather and climate change risks
insurance companies face. It is designed for mid- and senior-
level financial examiners in state and territory insurance
departments.
The course explores how solvency risks can arise in an
insurer’s underwriting, investment, and reinsurance practices
as a result of climate changes’ impact to the insurance
industry. Additionally, the course covers the effects on
solvency when these three risk areas overlap.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Effective Coaching Techniques for Financial Regulators
This course is designed for those in a financial regulatory
supervisory role and offers insight into the importance of
coaching in the workplace and those points to consider
when giving or receiving feedback. This course also provides
examples of effective supervisory review using both financial
analysis and financial examination-based situations.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Financial Analysis
The course is designed to provide new analysts with
techniques for effective financial analysis, methods that
employ solvency monitoring tools, and the guidance
outlined in the Financial Analysis Handbook. Special
emphasis is placed on the risk-focused approach to financial
analysis.
While the course is recommended for analysts with one
to two years’ experience, it also may be a good refresher
for more experienced analysts and may provide ideas for
possible areas of improvement.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Financial Analysis Solvency Tools Updates
This webinar is designed to update financial analysts on the
solvency tools available for annual 2023 filing reviews. This
session will also include a live demo of the New Financial
Profile and cover changes to solvency handbooks.
Webinar
Offered in January
Credit Type: CPE, DRC
Financial Condition Examiners Handbook Updates
This webinar presents updates to the Financial Condition
Examiners Handbook as well as any developing financial
exam issues.
Webinar
Offered in February
Credit Type: CPE, DRC
Group Capital Calculation Training for Industry
This course is designed to help you understand the basic
construct and methodology of the NAIC’s Group Capital
Calculation.
Online, Self-Paced
Offered Monthly
Credit Type: DRC
Group Capital Calculation Training for Regulators
This course was designed to help you understand the basic
construct and methodology of the NAIC’s Group Capital
Calculation and will assist you in reviewing the Group Capital
Calculation for your state.
Online, Self-Paced
Offered Monthly
Credit Type: CPE, DRC
Introduction to Financial Regulation
This introductory course is designed for those who have
been in financial regulation two years or less. Throughout this
course, you will gain an understanding of several key areas of
financial regulation including the tools available to examiners
and analysts, the financial analysis process, and the risk-
focused examination process.
Online, Self-Paced
Offered Weekly
Credit Type: APIR
Introduction to Financial Regulation
for Non-Financial Regulators
This course is designed to provide foundational knowledge
and skills for regulators that do not work directly with
financial solvency regulation.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
New Financial Regulator
This training was developed for analysts and examiners with
less than 3 years’ experience that have not yet attended the
live “New Financial Regulator Training” course.
This course will cover Financial Analysis and Exam Best
Practices, coordination between the two, and wrap up with a
Solvency Monitoring Case Study.
Live, In-Person
Offered in November
Credit Type: CPE, DRC
RBC Updates Webinar
This webinar provides learners with an update on changes
adopted to each of the RBC formulas at year-end.
This webinar also includes a discussion of items under
consideration for future enhancements and changes to the
formulas.
Webinar
Offered in October
Credit Type: CPE, DRC
Regulating for Solvency
This course is designed to help financial regulators develop
or hone critical thinking skills used when identifying and
assessing risks that threaten an insurer’s solvency.
Instruction focuses on the causes of insolvency covering
specific risks, their impact on solvency, available regulatory
tools and information for use in analysis and examination,
and follow-up actions examiners and analysts can take once
the information is known and gathered.
Online, Self-Paced
Offered in June and October
Credit Type: DRC, PIR
Regulating Risk Retention Groups
In this course, you’ll gain a well-rounded understanding
of this specialized group of federally chartered insurers
within the property and casualty market. Whether you’re
a financial analyst or examiner, attorney, or property and
casualty actuary, this course will enhance your processes
and procedures to effectively regulate and understand the
operation of Risk Retention Groups (RRGs). You’ll not only
learn the regulatory requirements, but also explore the issues
and controversial topics associated with RRGs across the
country.
Online, Self-Paced
Offered in October
Credit Type: DRC, PIR
Risk-Based Capital
This course is designed for financial examiners and analysts
in Departments of Insurance, as well as insurance company
personnel who would like to better understand what
Risk-Based Capital is, and why it is an important solvency
regulation tool.
Online, Self-Paced
Offered in November
Credit Type: DRC, PIR
Risk-Focused Examinations
This course is designed to provide the fundamental
principles and processes associated with risk-focused
examinations in order to conduct effective financial
examinations by focusing on the areas of greatest risk.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
Risk-Focused Exams: The Role of the Actuary
This course is designed to prepare actuaries to support
risk-focused examinations. Examiners-in-Charge and other
supervising examiners may also benefit from this course to
gain a better understanding of how to integrate the actuary
into the examination team. While some basic knowledge
of risk-focused examinations is discussed, it may be helpful
to be familiar with the NAIC Financial Condition Examiners
Handbook.
Online, Self-Paced
Offered Weekly
Credit Type: DRC
Risk-Focused IT Review
Investigating an insurer’s information technology (IT)
system is a crucial part of the financial examination process.
This online course provides an overview of the IT review
process, in addition to giving you a chance to see its real-life
application through case studies.
This course is designed for financial and IT examiners with
limited IT review process experience.
Online, Self-Paced
Offered Weekly
Credit Type: DRC, PIR
SERFF
This NAIC instructor-led course is designed specifically for
industry personnel associated with submitting electronic
filings with the SERFF (System for Electronic Rates and Forms
Filing) system. This hands-on training will enable you to
better understand the SERFF application and the entire filing
process.
Live Virtual
Sessions offered January-December
Credit Type: CE
APIR: Associate Professional in Insurance Regulation
CPE: Continuing Professional Education
DE&I: Diversity, Equity, and Inclusion
DRC: Designation Renewal Credit
GAAP: Generally Accepted Accounting Principles
GCC: Group Capital Calculation
IAIS: International Association of Insurance Supervisors
IT: Information technology
IPIR: Investment Professional in Insurance Regulation
MCAS: Market Conduct Annual Statement
MIS: Management Information Systems
NASBA: National Association of State Boards of Accountancy
NIPR: National Insurance Producer Registry
P/C: Property and Casualty
PIR: Professional in Insurance Regulation
SAP: Statutory Accounting Principles
SERFF: System for Electronic Rates & Forms Filing
SPIR: Senior Professional in Insurance Regulation
STLDI: Short-Term, Limited-Duration Insurance
UCAA: Uniform Certificate of Authority Application
